Interpretable prediction of 3-year all-cause mortality in patients with chronic heart failure based on machine

Chenggong Xu1, Hongxia Li1, Jianping Yang2

  • 1The First Affiliated Hospital of Kunming Medical University, Kunming, China.

Insights

Machine learning models effectively predict 3-year mortality in chronic heart failure (CHF) patients. Interpretable AI, using SHAP values and permutation importance, identifies key risk factors like hospitalizations and age for personalized prognosis.

Area of Science:

  • Cardiovascular Medicine
  • Artificial Intelligence in Healthcare
  • Medical Informatics

Background:

  • Chronic heart failure (CHF) poses a significant challenge for long-term patient outcomes.
  • Accurate prediction of all-cause mortality in CHF patients is crucial for effective management.
  • Existing risk stratification models may lack precision and interpretability.

Purpose of the Study:

  • To evaluate the performance of various machine learning (ML) models in predicting 3-year all-cause mortality in CHF patients.
  • To develop an interpretable ML model for understanding and explaining mortality risk factors.
  • To identify key clinical and laboratory variables associated with long-term mortality in CHF.

Main Methods:

  • Utilized a dataset of hospitalized CHF patients (cardiac function class III-IV) from 2017-2019.
  • Compared six ML models: logistic regression, naive Bayes, random forest, extreme gradient boost, K-nearest neighbor, and decision tree.
  • Employed interpretable ML techniques, including SHAP values, permutation importance, and partial dependence plots (PDP).

Main Results:

  • The Random Forest classifier demonstrated optimal performance for this dataset.
  • Key predictors of 3-year all-cause mortality identified include: number of hospitalizations, age, glomerular filtration rate, BNP, NYHA class, lymphocyte count, serum albumin, hemoglobin, total cholesterol, and pulmonary artery systolic pressure.
  • Interpretable methods provided insights into the contribution of each factor to mortality risk.

Conclusions:

  • ML-based cardiovascular risk models can accurately assess and stratify 3-year mortality risk in CHF patients.
  • Combining ML with interpretable techniques (SHAP, permutation importance, PDP) enhances individual risk prediction.
  • These approaches offer clinicians intuitive understanding of model components and aid in personalized risk assessment.
Abstract