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Published on: April 11, 2018
Process failure mode and effects analysis for external beam radiotherapy: Introducing a literature-based template and
Dominik Kornek1, Christoph Bert1
1Department of Radiation Oncology, Universitätsklinikum Erlangen, Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU), 91054 Erlangen, Germany; Comprehensive Cancer Center Erlangen-EMN (CCC ER-EMN), 91054 Erlangen, Germany.
This study developed a failure analysis template for external beam radiotherapy (EBRT) and a new action priority (AP) method for radiation oncology. The radiation oncology AP offers adaptable, transparent action levels for improved failure mode prioritization.
Area of Science:
- Medical Physics
- Radiation Oncology
- Quality Improvement
Background:
- External beam radiotherapy (EBRT) involves complex processes with potential failure modes.
- Effective risk assessment and prioritization are crucial for ensuring patient safety in radiation oncology.
- Existing methods for failure analysis may not be optimally adapted to the specific needs of radiation oncology.
Purpose of the Study:
- To develop a generalizable Process Failure Mode and Effects Analysis (PFMEA) template for analyzing potential failures in EBRT.
- To adapt and validate a novel Action Priority (AP) method for radiation oncology (RO AP), considering different rating systems for severity, occurrence, and detectability.
Main Methods:
- Developed an EBRT-PFMEA template by adapting the Automotive Industry Action Group (AIAG) PFMEA approach and incorporating findings from a literature survey.
- Defined a new RO AP using a weighted sum of severity, occurrence, and detectability ratings.
- Utilized Monte Carlo simulations to compare the original AIAG AP, the RO AP, and the Risk Priority Number (RPN), and to parameterize the RO AP.
Main Results:
- Compiled an EBRT-PFMEA template identifying 75 high-risk failure modes.
- The RO AP required fewer additional corrective actions per failure mode (1.3–3.5) compared to the RPN (3.6) and was comparable to the AIAG AP (1.7).
- Successfully parameterized the RO AP to equally evaluate severity, occurrence, and detection ratings within the department's specific rating system.
Conclusions:
- An adjustable EBRT-PFMEA template is provided as a practical foundation for developing institution-specific failure analysis tools.
- The RO AP offers transparent and adaptable action levels suitable for diverse rating systems in radiation oncology, enhancing risk management.

