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Orthogonal Gated Recurrent Unit With Neumann-Cayley Transformation
Vasily Zadorozhnyy1, Edison Mucllari2, Cole Pospisil3
1SRI International, Princeton, NJ 08540, U.S.A. vasily.zadorozhnyy@sri.com.
Neural Computation
|September 23, 2024
Summary
Orthogonal matrices improve recurrent neural networks (RNNs) by controlling gradients. A new Neumann-Cayley orthogonal GRU (NC-GRU) model prevents exploding gradients and enhances long-term memory, outperforming standard GRU models.
Area of Science:
- Artificial Intelligence
- Machine Learning
- Deep Learning Architectures
Background:
- Recurrent Neural Networks (RNNs) like Gated Recurrent Units (GRUs) and Long Short-Term Memory (LSTMs) face challenges with gradient stability, particularly the exploding gradient problem.
- Orthogonal matrices have shown potential in enhancing RNN training, stability, and convergence by aiding gradient control.
Purpose of the Study:
- To analyze gradient behavior in GRU architectures.
- To propose and evaluate the use of orthogonal matrices for mitigating exploding gradients and improving long-term memory in GRUs.
- To introduce a novel method for training orthogonal matrices within GRUs.
Main Methods:
- Analysis of gradients within the GRU architecture.
- Development of a Neumann series-based scaled Cayley transformation for training orthogonal matrices.
- Implementation of the proposed Neumann-Cayley orthogonal GRU (NC-GRU) model.
Main Results:
- The proposed NC-GRU effectively prevents exploding gradient problems in GRUs.
- NC-GRU demonstrates enhanced long-term memory capabilities compared to standard GRUs.
- Experimental results show NC-GRU significantly outperforms GRU and other RNN models on synthetic and real-world tasks.
Conclusions:
- Orthogonal matrices, when integrated via the Neumann-Cayley transformation, offer a robust solution for stabilizing GRU training.
- NC-GRU presents a significant advancement in RNN performance, particularly for tasks requiring long-term dependency modeling.
- The proposed method provides a practical approach to enhancing the effectiveness of GRU networks.

