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Updated: Jun 6, 2025

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Published on: February 26, 2013
Utilizing Theoretical Domains Framework to Determine Barriers to Evidence-Based Recommendations in Non-Valvular
Evan White1, Sandra L Kane-Gill1, Sandeep Jain2
1School of Pharmacy, Department of Pharmacy and Therapeutics, University of Pittsburgh, Pittsburgh, PA, USA.
Insights
Clinician adherence to atrial fibrillation (AF) guidelines for anticoagulation is low due to knowledge gaps, cost, patient refusal, and social factors. Interventions can address these barriers to improve care.
Area of Science:
- Implementation science
- Behavioral science
- Clinical practice guidelines
Background:
- Evidence-based guideline implementation in patient care faces significant inefficiencies, with only 14% of new research routinely adopted.
- Atrial fibrillation (AF) guidelines recommend anticoagulation based on CHA 2 DS 2 -VASc scores, yet prescribing rates remain low at 51%.
- Existing frameworks like the Theoretical Domain Framework (TDF) are utilized to identify behavioral changes needed for guideline adoption.
Purpose of the Study:
- To explore behavioral themes and barriers hindering clinician adherence to evidence-based recommendations for non-valvular atrial fibrillation (NVAF).
- To develop targeted interventions to overcome identified barriers and improve appropriate anticoagulation prescribing in NVAF patients.
Main Methods:
- Conducted nine focused interviews with multidisciplinary stakeholders involved in NVAF care.
- Utilized TDF-based interview questions to identify necessary behavior changes for increasing anticoagulation and decreasing hospital admissions.
- Transcribed and coded interviews using NVivo 12 software to identify themes and develop interventions.
Main Results:
- Identified four main barrier themes within the 'knowledge' and 'environmental context and resources' domains of the TDF.
- Key barriers included lack of knowledge, cost of anticoagulation, patient refusal, and social determinants of health.
- These barriers impact appropriate NVAF management and anticoagulation prescribing.
Conclusions:
- The TDF framework effectively identified potential barriers contributing to the underutilization of anticoagulation in NVAF patients.
- Behavior change intervention techniques can be applied to address these identified barriers.
- Addressing these barriers is crucial for improving guideline adherence and patient outcomes in NVAF.
Background:
Implementation of evidence-based guidelines in patient care is inefficient. Only 14% of new research are routinely adopted into clinical practice. The atrial fibrillation (AF) practice guidelines recommend anticoagulation in men with a CHA2DS2-VASc score greater than or equal to 2 and in women with a CHA2DS2-VASc score greater than or equal to 3. Despite these recommendations, oral anticoagulation prescribing rates were found to be as low as 51%. Existing frameworks, such as the Theoretical Domain Framework (TDF), are used in implementation science to identify behavior changes to overcome barriers to guideline adoption.
Objective:
In this project, we explored behavioral themes and barriers that prevented clinician adherence to evidence-based recommendations for patients with non-valvular atrial fibrillation (NVAF) and developed interventions to overcome those barriers.
Methods:
Nine focused interviews were conducted with stakeholders across multiple disciplines involved with NVAF care. Interview questions were based on the TDF and designed to determine behavior changes necessary to increase appropriate anticoagulation prescribing and decrease unnecessary NVAF hospital admissions. The interviews were transcribed and coded using NVivo 12 qualitative data analysis software (released 2018). Themes were documented, and interventions were then developed to address the barriers.
Results:
TDF interviews yielded 4 main barrier themes regarding appropriate NVAF management in 2 theoretical domains. These themes were lack of knowledge, cost of anticoagulation, patient refusal to take anticoagulation, and social determinants of health. The theoretical domains were knowledge and environmental context and resources.
Conclusion And Relevance:
Based on our limited interviews, the TDF framework informed potential barriers contributing to the underutilization of appropriate anticoagulation in patients with NVAF. Techniques for behavior change interventions may be applied to overcome the identified barriers.
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