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Updated: May 7, 2025

Probe Type II Band Alignment in One-Dimensional Van Der Waals Heterostructures Using First-Principles Calculations
Published on: October 12, 2019
Local correlations necessitate waterfalls as a connection between quasiparticle band and developing Hubbard bands
Juraj Krsnik1,2, Karsten Held3
1Institute of Solid State Physics, TU Wien, 1040, Vienna, Austria. juraj.krsnik@tuwien.ac.at.
Waterfalls in angle-resolved photoemission spectra are naturally explained by the development of a Hubbard band splitting from the quasiparticle band, not just boson coupling. This finding applies to correlated materials like cuprates and nickelates.
Area of Science:
- Condensed Matter Physics
- Materials Science
- Quantum Chemistry
Background:
- Waterfalls are spectral anomalies in angle-resolved photoemission spectroscopy (ARPES) characterized by vertical energy-momentum dispersion and significant spectral broadening.
- These phenomena are observed at high energies in strongly correlated materials, notably superconducting cuprates and nickelates.
- Current theories attribute waterfalls to coupling with bosonic excitations, such as spin fluctuations or phonons.
Purpose of the Study:
- To investigate an alternative mechanism for the formation of waterfalls in ARPES spectra.
- To demonstrate that Hubbard band development can naturally produce waterfall anomalies.
- To provide a new theoretical framework for understanding spectral anomalies in correlated electron systems.
Main Methods:
- Utilized the Hubbard model with ab initio determined parameters.
- Simulated the angle-resolved photoemission spectrum within this model.
- Analyzed the energy-momentum dispersion and spectral functions to identify waterfall features.
Main Results:
- Showed that waterfalls emerge naturally from the development and splitting of a Hubbard band from the quasiparticle band.
- The simulated spectra align well with experimental observations of waterfalls in cuprates and nickelates.
- This provides a compelling explanation without invoking external bosonic couplings.
Conclusions:
- The coupling to bosons is not the sole or necessary explanation for waterfalls in ARPES.
- Hubbard band formation offers a natural and consistent explanation for these spectral anomalies.
- This work reframes the understanding of electronic correlations and their signatures in photoemission spectroscopy.
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