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Sleep Stage Classification Through HRV, Complexity Measures, and Heart Rate Asymmetry Using Generalized Estimating
Bartosz Biczuk1,2, Sebastian Żurek1, Szymon Jurga3
1Institute of Physics, University of Zielona Góra, 65-069 Zielona Góra, Poland.
Entropy (Basel, Switzerland)
|January 8, 2025
Summary
Heart rate asymmetry (HRA) parameters offer new insights into sleep stages, outperforming traditional heart rate variability (HRV) measures. This research enhances understanding of sleep physiology and aids in developing better diagnostic tools for sleep disorders.
Area of Science:
- Cardiology
- Sleep Medicine
- Biomedical Engineering
Background:
- Conventional heart rate variability (HRV) and complexity measures offer limited insight into sleep stage dynamics.
- Understanding heart rhythm during sleep is crucial for diagnosing sleep-related disorders.
Purpose of the Study:
- To investigate the efficacy of heart rate asymmetry (HRA) parameters in identifying and differentiating sleep stages and transitions.
- To determine if HRA provides information beyond conventional HRV and complexity measures.
Main Methods:
- Analysis of electrocardiogram (ECG) RR interval time series from 31 polysomnographic recordings.
- Application of statistical techniques and machine learning models, including the Generalized Estimating Equation model.
- Assessment of HRA's effectiveness in distinguishing sleep stages (N2, N3) and transitions (N2-R, R-N2, W-N1).
Main Results:
- HRA models demonstrated high accuracy (AUCs ranging from 0.80 to 0.89) in identifying deep sleep stages and sleep transitions.
- Models incorporating asymmetric variables showed significant statistical performance in differentiating sleep stages.
- HRA parameters provided significant, independent information not captured by HRV and complexity measures alone.
Conclusions:
- HRA parameters offer valuable, independent insights into sleep stages and transitions.
- This approach can enhance the understanding of cardiac rhythm during sleep.
- HRA shows potential for developing more precise diagnostic tools for sleep disorders, including portable devices.

