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An explainable machine learning-based prediction model for sarcopenia in elderly Chinese people with knee
Ziyan Wang1,2, Yuqin Zhou3, Xing Zeng1
1School of Artificial Intelligence and Information Technology, Nanjing University of Chinese Medicine, Nanjing, 210023, China.
This study identifies key factors for predicting sarcopenia risk in knee osteoarthritis patients, enabling early screening and intervention to improve elderly health outcomes.
Area of Science:
- Gerontology
- Musculoskeletal Health
- Biostatistics
Background:
- Sarcopenia, an age-related muscle disease, causes significant decline in function and increased mortality.
- Knee osteoarthritis (KOA) is a prevalent degenerative joint disease in the elderly, often co-occurring with sarcopenia.
- Early identification of sarcopenia risk in KOA patients is critical for timely interventions and improved health outcomes.
Purpose of the Study:
- To develop and validate an interpretable predictive model for sarcopenia risk in elderly individuals with symptomatic knee osteoarthritis.
- To identify key clinical and demographic factors associated with sarcopenia risk in this population.
- To facilitate early screening and risk assessment for sarcopenia in KOA patients.
Main Methods:
- Utilized data from the China Health and Retirement Longitudinal Study (CHARLS) on 95 variables for patients aged 65+ with symptomatic KOA.
- Employed LASSO and logistic regression for feature selection, followed by eight machine learning algorithms for model construction.
- Validated models using internal cross-validation and an independent test set, with SHAP analysis for interpretability and a web application for clinical use.
Main Results:
- Identified six significant predictors of sarcopenia risk: body mass index, upper arm length, marital status, total cholesterol, cystatin C, and shoulder pain.
- The CatBoost model demonstrated superior performance with high accuracy (0.8902), F1 score (0.8627), and AUC (0.9697) on the independent test set.
- The model showed strong generalization ability, with predicted probabilities closely matching actual occurrence rates, indicating reliability.
Conclusions:
- An interpretable sarcopenia risk prediction model was developed using routine clinical data for public health and aging perspectives.
- The model is suitable for early screening and risk assessment of sarcopenia in symptomatic KOA patients.
- This tool can aid health departments and clinicians in early detection and follow-up, enhancing elderly quality of life and health outcomes.
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