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Augmenting Large Language Models via Vector Embeddings to Improve Domain-Specific Responsiveness
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Augmenting Insufficiently Accruing Oncology Clinical Trials Using Generative Models: Validation Study.

Samer El Kababji1,2, Nicholas Mitsakakis2, Elizabeth Jonker2

  • 1School of Epidemiology and Public Health, Faculty of Medicine, University of Ottawa, Ottawa, ON, Canada.

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|March 7, 2025
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Summary

Generative models, specifically sequential synthesis, can simulate patients to overcome low clinical trial accrual, potentially rescuing underpowered studies. This approach effectively replaces up to 40% of removed patients, maintaining study integrity.

Keywords:
artificial intelligenceclinical trial replicationdatasetgenerative modelsmachine learningoncologypatientrecruitmentretrospectivesimulated patientsimulationstudy accrualvalidation

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Area of Science:

  • Clinical Trials
  • Artificial Intelligence
  • Oncology Research

Background:

  • Insufficient patient accrual is a significant challenge in clinical trials, leading to underpowered studies and increased costs.
  • Existing methods using generative models to simulate patients have limitations in scope and evaluation.
  • Real-world data can serve as external controls, but accrual issues impact all study arms.

Purpose of the Study:

  • To comprehensively evaluate the utility of generative models in simulating additional patients to address insufficient clinical trial accrual.
  • To assess the effectiveness of different generative models in augmenting trial data.

Main Methods:

  • Retrospective analysis of 10 datasets from 9 completed cancer trials.
  • Simulated insufficient accrual by removing 10-50% of patients and used generative models to replace them.
  • Evaluated four generative models (sequential synthesis, Bayesian network, GAN, VAE) and bootstrap sampling.
  • Replicated published analyses using decision agreement, estimate agreement, standardized difference, and CI overlap metrics.

Main Results:

  • Sequential synthesis demonstrated high performance (88-100% decision agreement) for up to 40% patient removal.
  • Bootstrap sampling showed moderate effectiveness (78-89% decision agreement).
  • No systematic difference found between early and later recruited patients, supporting generative model efficacy.
  • High fidelity of generated data to training data was observed (Hellinger distance).

Conclusions:

  • Sequential synthesis can simulate a full dataset for oncology trials with as little as 60% target recruitment, offering an alternative to underpowered studies.
  • Generative models show potential to rescue poorly accruing clinical trials.
  • Further research is needed to confirm findings and generalize to other diseases.