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Updated: May 11, 2026

Experimental Human Pneumococcal Carriage
Published on: February 15, 2013
PCV13-Serotype Breakthrough Pneumococcal Disease in Infants Receiving High-Valency Conjugate Vaccines:
Kevin M Bakker1, Rachel J Oidtman1, Natalie Banniettis2
1Health Economic and Decision Sciences, Merck & Co., Inc., Rahway, NJ, USA.
Insights
Pneumococcal conjugate vaccine (PCV) models show PCV15 reduces breakthrough invasive pneumococcal disease (bIPD) in infants. PCV20 may increase bIPD cases, particularly from PCV7 serotypes with a 3+1 regimen.
Area of Science:
- Immunology
- Vaccinology
- Epidemiology
Background:
- Pneumococcal conjugate vaccines (PCVs) are evolving to cover more serotypes.
- Increased valency may reduce vaccine immunogenicity, potentially leading to breakthrough disease.
Purpose of the Study:
- To mathematically model the impact of PCV15 versus PCV20 on breakthrough invasive pneumococcal disease (bIPD) in French infants.
- To compare bIPD incidence across different serotype classes (PCV7, PCV13-nonPCV7-nonST3, ST3) under various vaccination regimens.
Main Methods:
- Utilized a mathematical model calibrated with IPD data from 2000-2019 in France.
- Predicted serotype-specific vaccine effectiveness for PCV15 and PCV20.
- Evaluated bIPD incidence in infants (0-12 months) comparing PCV15 and PCV20 (2+1 or 3+1 regimens) against 2019 IPD levels.
Main Results:
- PCV15 (2+1 regimen) resulted in fewer bIPD cases in infants compared to PCV20 (any regimen), particularly for ST3 serotypes.
- PCV15 reduced bIPD incidence across all evaluated serotype classes (-28% to -89%).
- PCV20 increased bIPD cases from PCV7 serotypes (+65% to +350%) and, in a 2+1 regimen, also increased PCV13-nonPCV7-nonST3 and ST3 cases.
Conclusions:
- PCV15 in a 2+1 regimen is projected to decrease bIPD incidence for all PCV13 serotypes in infants.
- PCV20 with a 2+1 regimen may significantly increase infant bIPD due to PCV13 serotypes.
- PCV20 with a 3+1 regimen might lead to a resurgence of bIPD caused by PCV7 serotypes in infants.
Introduction:
Pneumococcal conjugate vaccines (PCVs) have been increasing in valency to protect against a larger number of serotypes; however, the addition of serotypes has come at the cost of reduced immunogenicity, which may lead to breakthrough disease.
Methods:
This study used a mathematical model to evaluate the impact of introducing routine vaccination with either PCV15 or PCV20 on breakthrough invasive pneumococcal disease (bIPD) incidence associated with PCV13 serotypes in infants aged 0-12 months in France. The model incorporated historical PCV introductions and calibrated age- and serotype-specific IPD data spanning 2000-2019. Serotype-specific vaccine effectiveness for PCV15 and PCV20 was predicted based on previously published analyses. The incidence of bIPD was evaluated across three serotype classes: PCV7 (serotypes 4, 6B, 9V, 14, 18C, 19F, and 23F), PCV13-nonPCV7-nonST3 (serotypes 1, 5, 6A, 7F, and 19A), and ST3 (serotype 3). Results were compared to IPD incidence in 2019.
Results:
Twenty years following introduction into the childhood immunization program, the routine use of PCV15 in a 2 + 1 regimen led to fewer PCV13-nonPCV7-nonST3-associated bIPD cases in infants than the use of PCV20 in either a 2 + 1 or 3 + 1 regimen. PCV15 reduced bIPD incidence in all three serotype classes (- 28% to - 89%) in infants, with the largest impact on ST3. PCV20 in both regimens resulted in more bIPD cases from PCV7 serotypes (+ 65% to + 350%), while PCV13-nonPCV7-nonST3 and ST3 bIPD cases increased in a 2 + 1 regimen (+ 28% and + 6%, respectively) but decreased in a 3 + 1 regimen (- 23% and - 30%, respectively), in infants.
Conclusions:
Implementation of PCV15 in a 2 + 1 regimen could reduce bIPD incidence due to all PCV13 serotypes in infants, whereas PCV20 in a 2 + 1 regimen may lead to substantial increases in bIPD cases from PCV13 serotypes in infants. PCV20 in a 3 + 1 regimen could potentially lead to a resurgence of bIPD from PCV7 serotypes in infants.
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