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Assessment of Performance, Interpretability, and Explainability in Artificial Intelligence-Based Health Technologies:
Line Farah1,2, Juliette M Murris3,4,5, Isabelle Borget1,6,7
1Groupe de Recherche et d'accueil en Droit et Economie de la Santé Department, University Paris-Saclay, Orsay, France.
This review highlights performance, interpretability, and explainability as crucial for developing trustworthy artificial intelligence (AI)-based medical devices (MDs). It provides guidance on assessing these AI-MD criteria for regulatory compliance and stakeholder accountability.
Area of Science:
- Medical device development
- Artificial intelligence in healthcare
- Health technology assessment
Background:
- Development of AI-based medical devices (MDs) requires robust assessment frameworks.
- Existing guidelines for health technology assessment (HTA) need specific criteria for AI-MDs.
- Confidence in AI-based MDs hinges on understanding algorithm behavior.
Purpose of the Study:
- To identify essential concepts for AI-based MD development.
- To analyze assessment methodologies for AI-MDs, focusing on performance, interpretability, and explainability.
- To provide recommendations and decision support for AI-MD development and regulatory assessment.
Main Methods:
- Literature review to identify key HTA criteria for AI-MDs.
- Analysis of existing assessment methodologies for selected criteria.
- Scoping review of HTA agency guidelines.
Main Results:
- Performance, interpretability, and explainability are key criteria for AI-MD confidence.
- Recommendations provided for evaluating AI-MD performance based on model structure and data.
- Methods described to support the evaluation of interpretability and explainability.
- A decision support flowchart for regulatory requirements is proposed.
Conclusions:
- Increasing emphasis on explainability and interpretability in HTA for AI-MD accountability.
- Proposed tools and methods aid in understanding AI algorithm predictions and decision-making processes.
- Clear criteria and assessment methods are vital for the safe and effective development of AI-based MDs.
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