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Resilience of science after austerity.

Ye Sun1, Athen Ma2, Georg von Graevenitz3

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Austerity measures impacted science funding, with highly competitive universities gaining income while lower-ranked ones lost it. However, less competitive universities showed surprising resilience and increased grant applications after austerity was relaxed.

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Area of Science:

  • Complexity science
  • Bibliometrics
  • Science policy

Background:

  • Governments implemented austerity measures starting in 2009, leading to science funding restrictions and increased competition.
  • The study examines the impact of austerity on university grant income and research competitiveness.

Purpose of the Study:

  • To analyze the allocation of science funding across UK universities during austerity periods.
  • To develop and validate a network-based measure of research competitiveness.
  • To assess the resilience of scientific research to austerity measures.

Main Methods:

  • Utilized a complexity science approach, employing a bipartite network of universities and scientific subjects to measure research competitiveness.
  • Analyzed a dataset of 43,430 UK-funded grants awarded between 2006 and 2020.
  • Exploited the 2015 UK general election as a natural experiment to study the relaxation of austerity.

Main Results:

  • Highly competitive universities increased their grant income under austerity, whereas less competitive universities experienced a decline.
  • Less competitive universities demonstrated high resilience, with significant growth in grant applications and income after the unexpected relaxation of austerity in 2015.
  • The network-based competitiveness measure proved to be a more effective proxy for research competitiveness than aggregate grant income.

Conclusions:

  • Research competitiveness, measured through network analysis, significantly influences university grant income during periods of austerity.
  • Less competitive institutions exhibited unexpected resilience, indicating a potential for recovery and growth post-austerity.
  • The findings underscore the utility of complexity science methods for understanding science funding dynamics and research competitiveness.