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Thalamic involvement defines distinct slow-wave subtypes in NREM sleep
Damiana Bergamo1,2, Giacomo Handjaras1, Dante Picchioni3
1IMT School for Advanced Studies Lucca, MoMiLab Research Unit, Lucca, Italy.
Biorxiv : the Preprint Server for Biology
|June 26, 2025
Summary
This study reveals two types of slow waves during sleep, differing in their brain origins and thalamic involvement. These findings suggest distinct mechanisms underlie different slow wave subtypes.
Area of Science:
- Neuroscience
- Sleep Science
- Cognitive Neuroscience
Background:
- Slow waves (0.5-4 Hz) are characteristic of non-rapid-eye-movement (NREM) sleep.
- Traditionally, slow waves were attributed to neocortical circuits.
- Emerging evidence points to a significant role for subcortical structures, especially the thalamus, in slow wave generation and synchronization.
Purpose of the Study:
- To investigate the hypothesis that slow waves originate from distinct cortico-cortical and thalamo-cortical mechanisms.
- To differentiate slow wave subtypes based on their generation and synchronization processes.
- To explore the role of the thalamus in initiating and synchronizing slow waves.
Main Methods:
- Simultaneous electroencephalography (EEG) and functional magnetic resonance imaging (fMRI) were employed in healthy adults.
- Thalamic fMRI responses were spatially mapped to identify distinct slow-wave associated clusters.
- Analysis focused on the timing and nature of thalamic signals relative to slow wave events.
Main Results:
- Two distinct slow-wave associated clusters were identified based on thalamic fMRI responses.
- Cluster 1 (C1) showed an early thalamic fMRI signal increase, linked to large, synchronized waves, sleep spindles, and heightened arousal/autonomic activity.
- Cluster 2 (C2) exhibited an initial negative fMRI response, associated with smaller slow waves potentially arising from cortico-cortical synchronization, often during low-fragility sleep phases.
Conclusions:
- Slow waves represent distinct subtypes with varying degrees of thalamic involvement.
- Different synchronization mechanisms may underlie these identified slow wave subtypes.
- This research refines our understanding of the neural basis of NREM sleep oscillations.
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