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Forest canopy closure estimation in mountainous southwest China using multi-source remote sensing data.

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This study demonstrates a novel approach for estimating forest canopy closure (FCC) using satellite-borne LiDAR and machine learning. The findings offer a cost-effective method for high-accuracy, large-scale FCC assessment in mountainous regions.

Keywords:
Bayesian optimization algorithmICESat-2/ATLASforest canopy closuregeographically weighted regressionmachine learning methodmulti-source remote sensing data

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Area of Science:

  • Forestry
  • Remote Sensing
  • Biodiversity Assessment

Background:

  • Forest canopy closure (FCC) is crucial for evaluating forest resources and biodiversity.
  • Accurate and cost-effective regional FCC estimation is a research hotspot.
  • Multi-source remote sensing synergy is key for improving FCC estimates.

Purpose of the Study:

  • To develop a high-accuracy, low-cost method for regional FCC estimation in mountainous areas.
  • To utilize satellite-borne LiDAR (ICESat-2/ATLAS) data for footprint-scale FCC modeling.
  • To integrate multi-source remote sensing data (Sentinel-1/2) and terrain factors for regional FCC mapping.

Main Methods:

  • Implemented Bayesian optimization (BO) with Random Forest (RF) for footprint-scale FCC modeling using ICESat-2/ATLAS data.
  • Selected optimal LiDAR feature indices (e.g., Landsat_perc, h_dif_canopy) for FCC estimation.
  • Employed a geographically weighted regression (GWR) model for regional-scale FCC estimation using footprint-scale data as training samples.

Main Results:

  • The BO-GBRT model achieved the best footprint-scale FCC estimation (R² = 0.65).
  • The regional-scale GWR model demonstrated high accuracy (R² = 0.70) using footprint-scale data.
  • Regional FCC estimates showed strong agreement with measured values (R² = 0.70, correlation coefficient = 0.784).

Conclusions:

  • Satellite-borne LiDAR (ICESat-2/ATLAS) provides high-density, high-precision data for mountain FCC estimation.
  • Footprint-scale FCC estimates can effectively train regional-scale GWR models.
  • The developed methodology offers a valuable reference for low-cost, high-precision FCC estimation from local to regional scales.