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Updated: Sep 9, 2025

Employing the Forced Oscillation Technique for the Assessment of Respiratory Mechanics in Adults
Published on: February 9, 2022
Real-life evaluation of novel forced expiratory ratios with asthma exacerbations and symptoms
Fraser Paterson1, Jing Yuan On1, Dania Ahmed1
1School of Medicine, University of Dundee, Dundee, United Kingdom.
Background:
Small airway dysfunction is an important treatable trait in persistent asthma but remains poorly captured by conventional spirometry. The (forced expiratory volume in 3 seconds [FEV3]-FEV1)/forced vital capacity (FVC) and FEV3/FEV6 ratios have been proposed as novel markers of peripheral airflow limitation.
Objective:
To investigate the relationship between (FEV3-FEV1)/FVC and FEV3/FEV6 with symptom control and the frequency of severe exacerbations in patients with moderate-to-severe asthma.
Methods:
Clinical, physiological, and biomarker data were collected from adults with Global Initiative for Asthma-defined moderate-to-severe asthma visiting a specialist severe asthma center in Scotland, United Kingdom. Associations between spirometric and oscillometric parameters with clinically relevant outcomes were retrospectively analyzed using multivariate models.
Results:
A total of 294 patients were included in the analysis. The (FEV3-FEV1)/FVC and FEV3/FEV6 ratios were not significantly associated with asthma symptoms or severe exacerbation rates. Conversely, traditional measures such as FEV1/FVC (adjusted odds ratio [95% CI], 2.11 [1.27-3.50]; P < .01), forced expiratory flow rate between 25% and 75% of the FVC/FVC (2.11 [1.27-3.50]; P < .01), and oscillometric Rrs5-20 (1.90 [1.14-3.16]; P < .05) were significantly associated with more than or equal to 2 exacerbations in the previous year. High coefficient of determination (r2) values were observed between FEV1/FVC with (1) (FEV3-FEV1)/FVC (r2 = 0.61) and (2) FEV3/FEV6 (r2 = 0.83), suggesting overlapping aspects of lung function being measured. There was a weak correlation between FEV1/FVC and Rrs5-20 values (r2 = 0.08) indicating that these parameters assess unique aspects of lung function and mechanics.
Conclusion:
In moderate-to-severe asthma, the (FEV3-FEV1)/FVC and FEV3/FEV6 ratios were not independently associated with exacerbation risk or symptom control and did not provide additional clinical value compared with conventional lung function measures.
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