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A stochastic optimization approach for shredded document reconstruction in forensic investigations
Aqi Dong1, Volodymyr Melnykov2
1College of Business, Embry-Riddle Aeronautical University, Daytona Beach, Florida, USA.
This study introduces a novel stochastic optimization method for reconstructing shredded documents using Markov chain Monte Carlo (MCMC) principles. The approach effectively reconstructs documents that traditional methods and other metaheuristics cannot, advancing forensic document examination.
Area of Science:
- Forensic Science
- Computer Science
- Optimization Theory
Background:
- Document shredding is a common security measure, posing challenges for forensic document recovery.
- Traditional reconstruction methods like physical edge matching are inadequate for cross-cut shredded documents.
Purpose of the Study:
- To develop an advanced computational method for reconstructing shredded documents.
- To overcome limitations of existing methods in forensic investigations.
Main Methods:
- A stochastic optimization approach inspired by Markov chain Monte Carlo (MCMC) methods.
- Evaluation of visual content matches using edge compatibility metrics.
- Gamma distribution modeling of edge deviations with maximum likelihood estimation.
Main Results:
- The method successfully reconstructs diverse document types (typed, handwritten, photos).
- Outperforms simulated annealing (SA) and genetic algorithms (GA) in reconstruction success rates.
- Demonstrates practical utility on real shredded documents from the DARPA Shredder Challenge.
Conclusions:
- The developed MCMC-inspired method offers a robust and flexible framework for shredded document reconstruction.
- Advances forensic document examination capabilities, particularly for challenging cross-cut shredding.
- Semi-automated approach with human guidance enhances efficiency and accuracy for complex cases.
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