Complications and Status Upgrades among Adult Heart Transplant Candidates with Durable LVADs: Waiting 6 to 8 Years for Status Escalation Is Too Long
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Updated: Jan 16, 2026

Implantation of the Syncardia Total Artificial Heart
Published on: July 18, 2014
Daniel J Ahn1,2, Antony Attia1,2, Toshihiro Nakayama1,2
1Department of Surgery, Stanford University, Stanford, CA.
Insights
Nearly 40% of durable left ventricular assist device (LVAD) recipients experience complications or status upgrades within 6 years. The upcoming Organ Procurement and Transplantation Network (OPTN) policy change is unlikely to significantly alter heart transplant waitlist priority.
Area of Science:
- Cardiology and Transplant Medicine
- Medical Device Technology
- Health Policy and Management
Background:
- The 2018 Organ Procurement and Transplantation Network (OPTN) policy shift reduced durable left ventricular assist device (LVAD) listings and transplants, favoring temporary mechanical circulatory support for heart transplant bridging.
- A new OPTN policy, effective September 2026, will grant statuses 3 and 2 to patients with durable LVADs after 6 and 8 years, respectively.
Purpose of the Study:
- To evaluate the cumulative incidence of status upgrades and durable LVAD-related complications in adult heart transplant candidates.
- To assess the potential impact of the upcoming OPTN policy change on heart transplant waitlist composition and patient prioritization.
Main Methods:
- Analysis of OPTN data for adult heart transplant candidates with durable LVADs implanted between October 18, 2018, and May 31, 2025.
- Estimation of cumulative incidence of status upgrades and LVAD-related complications, with transplantation and waitlist removal as competing events.
- Simulation of waitlist composition changes under the prospective OPTN policy.
Main Results:
- 3,881 adult patients received durable LVADs; Abbott HeartMate 3 was the most common device (82.0%).
- 38.6% of patients experienced complications or status upgrades, with a cumulative incidence of 38.6% [95% CI (37.1%, 40.2%)].
- The upcoming policy change would have instantaneously increased priority status for only 0.06% of the waitlist on June 1, 2025.
Conclusions:
- The cumulative incidence of status upgrades and complications approaches 40% within 6 years for durable LVAD heart transplant candidates.
- The new OPTN policy, granting automatic status upgrades after 6 and 8 years of LVAD support, is unlikely to substantially impact waitlist prioritization.
- Current complication and upgrade rates suggest the policy may not significantly alter the dynamics of heart transplant allocation for LVAD patients.
Introduction:
After the 2018 allocation policy change, the rate of listings and transplants with durable LVADs has decreased significantly in favor of bridging patients from temporary mechanical circulatory support to heart transplant. The Organ Procurement and Transplantation Network (OPTN) recently approved a policy, to be implemented in September 2026, stipulating that patients supported by durable LVADs for 6 and 8 years will obtain statuses 3 and 2, respectively.
Methods:
Using OPTN data, we identified all adult heart transplant candidates with a durable LVAD implanted between October 18, 2018 and May 31, 2025. We estimated the cumulative incidence of status upgrades and durable LVAD-related complications, treating transplantation and waitlist removal before experiencing complications as competing events. We also assessed how the composition of the adult heart transplant waitlist on June 1, 2025 would have changed based on the upcoming policy change.
Results:
During the study period, 3,881 adult patients were listed for heart transplant with a durable LVAD. 3,182 (82.0%) of the durable LVADs were Abbott HeartMate 3, 568 (14.6%) were Medtronic Heartware HVAD, and 91 (2.3%) were Abbott HeartMate II. Transplant centers submitted a total of 6,924 justifications for status upgrades due to LVAD-related complications (6.3% status 1, 34.3% status 2, and 59.4% status 3) for 1,500 (38.6%) of these patients, with a median of 3 per patient. The cumulative incidence of complications or status upgrades was 38.6% [95% CI (37.1%, 40.2%)]. Nearly all of the 2,381 patients who did not experience any complication or status upgrade during listing were removed from the waitlist by 6 years. Had the upcoming OPTN policy change been implemented on June 1, 2025, the proportion of the waitlist that would have achieved higher priority status instantaneously was 0.06%.
Conclusions:
The cumulative incidence of status upgrades and complications among heart transplant candidates with durable LVADs was nearly 40% within 6 years of device implantation. The upcoming OPTN policy to escalate patients to statuses 3 and 2 after 6 and 8 years of durable LVAD support, respectively, is unlikely to make a meaningful impact on waitlist priority status.
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