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Utilizing a SHAP-Assisted Machine Learning Algorithm for Optimization of Plasmonic Properties of Gold Nanostructure
Shuyan Zhao1, Boyan Zhao1, Yong Wang2
1Faculty of Chemical Engineering and Energy Technology, Shanghai Institute of Technology, 100 Haiquan Road, Shanghai 201418, P. R. China.
ACS Applied Materials & Interfaces
|December 10, 2025
Summary
A machine learning model using SHapley Additive exPlanations (SHAP) and extreme gradient boosting (XG-Boost) accelerates the design of gold nanostructures (GNSs) with specific optical properties. This approach enables precise synthesis for applications in sensing and nanomanufacturing.
Area of Science:
- Nanotechnology
- Materials Science
- Computational Chemistry
Background:
- Gold nanostructures (GNSs) offer tunable optical and catalytic properties crucial for molecular sensing and nanomanufacturing.
- Conventional trial-and-error methods hinder the efficient design of GNSs with desired optical characteristics.
Purpose of the Study:
- To develop a predictive model for the synthesis of GNSs with specific plasmonic features.
- To elucidate the relationship between synthetic conditions and GNS plasmonic properties using machine learning.
Main Methods:
- Utilized a SHapley Additive exPlanations (SHAP)-assisted extreme gradient boosting (XG-Boost) model.
- Investigated the synthesis of GNSs using silver nitrate and ascorbic acid in various surfactants at room temperature.
- Employed SHAP to interpret model predictions and identify key influencing factors, such as surfactant contributions.
Main Results:
- The XG-Boost model demonstrated high predictive accuracy (R² > 0.98, RMSE < 0.03).
- SHAP analysis revealed the significant, previously underestimated, role of surfactants in determining GNS plasmonic properties.
- Successfully designed and synthesized GNSs with tunable localized surface plasmon resonance peaks and enhanced stability.
Conclusions:
- The developed machine learning framework significantly improves the design and synthesis of GNSs.
- The SHAP-XG-Boost strategy enables precise tailoring of GNSs for diverse applications, including molecular detection and luminescent chip fabrication.
- This approach highlights the potential of AI in materials science for accelerating the development of functional nanomaterials.

