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Thalamic involvement defines distinct slow-wave subtypes in NREM sleep
Monica Betta1,2, Damiana Bergamo1, Giacomo Handjaras3
1IMT School for Advanced Studies Lucca, MoMiLab Research Unit, Lucca, Italy.
Research Square
|December 31, 2025
Summary
Two types of slow waves during non-rapid-eye-movement (NREM) sleep were identified, differing in thalamic involvement and synchronization mechanisms. These findings suggest distinct origins for slow waves, impacting sleep architecture.
Area of Science:
- Neuroscience
- Sleep Science
- Cognitive Neuroscience
Background:
- Slow waves (0.5-4 Hz) are characteristic of non-rapid-eye-movement (NREM) sleep.
- Traditionally, slow waves were attributed to neocortical circuits.
- Emerging evidence implicates subcortical structures, especially the thalamus, in slow wave generation.
Purpose of the Study:
- To investigate the distinct mechanisms underlying single slow waves.
- To test the hypothesis of separate cortico-cortical and thalamo-cortical origins for slow waves.
- To explore the role of the thalamus in synchronizing slow waves.
Main Methods:
- Simultaneous electroencephalography (EEG) and functional magnetic resonance imaging (fMRI) were employed in healthy adults.
- fMRI data were used for spatial mapping of thalamic responses during slow waves.
- Slow waves were classified based on distinct patterns of thalamic activation.
Main Results:
- Two types of slow waves (C1 and C2) were identified based on thalamic fMRI responses.
- Type C1 waves showed an early thalamic signal increase, correlating with larger, synchronized waves, sleep spindles, and heightened arousal/autonomic activity.
- Type C2 waves exhibited an initial negative fMRI response, linked to smaller slow waves potentially arising from cortico-cortical synchronization during stable NREM sleep.
Conclusions:
- Distinct subtypes of slow waves exist, characterized by differential thalamic involvement.
- These findings suggest varying synchronization mechanisms, potentially cortico-cortical or thalamo-cortical, underlie different slow wave types.
- The study provides new insights into the neural basis of sleep oscillations and their regulation.
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