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Contrastive learning enhanced retrieval-augmented few-shot framework for multi-label patent classification.

Wenlong Zheng1, Xin Li2, Guoqing Cui2,3

  • 1Ningbo University of Finance and Economics, School of Finance and Information, Ningbo, Zhejiang, China.

Plos One
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Summary

This study introduces a retrieval-enhanced few-shot learning framework for multi-label patent classification, improving scalability and reducing annotation costs. The method significantly boosts classification performance, especially for underrepresented technological categories.

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Area of Science:

  • Intellectual Property Analysis
  • Machine Learning
  • Computer Science

Background:

  • Patent databases are rapidly expanding, creating challenges for multi-label patent classification.
  • Conventional methods struggle with high annotation costs, scalability, and capturing semantic patent structures.

Purpose of the Study:

  • To develop a scalable multi-label patent classification framework using retrieval-enhanced few-shot learning.
  • To address limitations of existing methods by incorporating patent-specific contrastive pre-training and semantic retrieval.

Main Methods:

  • A retrieval-enhanced few-shot learning framework combining contrastive pre-training and semantic retrieval.
  • Domain-adapted embeddings capturing multi-label co-occurrence patterns.
  • Retrieval-augmented few-shot learning with structured reasoning for reduced annotation dependency.

Main Results:

  • Achieved Macro-F1 of 0.847 and Micro-F1 of 0.892 on a drone patent dataset, outperforming few-shot baselines by 30% and 23%.
  • Contrastive pre-training improved performance on underrepresented categories by up to 16% compared to transformer-based methods.
  • Demonstrated significant improvements in multi-label classification accuracy and efficiency.

Conclusions:

  • The proposed framework offers an effective and resource-efficient solution for multi-label patent classification.
  • Enhances scalability and accessibility of intellectual property analysis.
  • Highlights the benefits of combining contrastive learning and retrieval for complex patent data.