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Bayesian Response-Adaptive Randomization for Cluster Randomized Controlled Trials.

Yunyi Liu1, Maile Young Karris2, Sonia Jain1

  • 1Herbert Wertheim School of Public Health and Human Longevity Science, University of California, San Diego, California, USA.

Statistics in Medicine
|January 22, 2026
PubMed
Summary
This summary is machine-generated.

This study introduces a Bayesian adaptive randomization method for cluster randomized trials. This approach efficiently assigns more groups to effective treatments, improving trial ethics and resource use.

Keywords:
Bayesian response‐adaptive randomizationMarkov chain Monte CarloThompson samplingcluster randomized trial

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Area of Science:

  • Biostatistics
  • Clinical Trials Methodology
  • Public Health Research

Background:

  • Cluster randomized controlled trials (CRCTs) are vital when individual randomization is impractical or interventions are group-based.
  • Standard CRCT randomization can be inefficient, leading to resource strain and ethical concerns if subjects are assigned to suboptimal arms.
  • Adaptive randomization offers a potential solution to optimize treatment allocation in CRCTs.

Purpose of the Study:

  • To propose a novel Bayesian response-adaptive randomization design for CRCTs using Thompson sampling.
  • To incorporate early stopping rules for efficacy and futility based on posterior probabilities.
  • To evaluate the performance and compare the proposed adaptive design against standard CRCT designs.

Main Methods:

  • A Bayesian response-adaptive randomization design employing Thompson sampling and Markov chain Monte Carlo (MCMC) sampling.
  • Dynamic allocation of clusters to treatment arms based on interim posterior distributions of treatment effects.
  • Implementation of early stopping rules for efficacy and futility using prespecified posterior probability thresholds.

Main Results:

  • The proposed adaptive design demonstrated improved efficiency and ethical considerations compared to standard CRCT designs in simulation studies.
  • The method preferentially assigned more clusters to the more efficacious intervention.
  • Robust statistical power and controlled false positive rates were maintained across various settings, including different intra-cluster correlation coefficients, cluster sizes, and effect sizes.

Conclusions:

  • Bayesian response-adaptive randomization using Thompson sampling offers an efficient and ethical approach for CRCTs.
  • This adaptive design optimizes resource allocation by dynamically assigning clusters to superior treatments.
  • The methodology shows promise for improving the conduct of cluster randomized trials, as evidenced by simulations based on an HIV behavioral trial.