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Prior Authorization Requirements and Prescription Fill Patterns Among Patients With Heart Failure
Amrita Mukhopadhyay1, Samrachana Adhikari2, Xiyue Li2
1Leon H. Charney Division of Cardiology, Department of Medicine, NYU Grossman School of Medicine, New York, New York, USA; Department of Population Health, NYU Grossman School of Medicine, New York, New York, USA.
Insights
Prior authorizations significantly delay or prevent patients from filling essential heart failure medications, including ARNIs and SGLT2is. These requirements disproportionately affect minority patients, creating barriers to life-saving treatments.
Area of Science:
- Cardiology
- Pharmacology
- Health Services Research
Background:
- Prior authorizations can impede access to critical heart failure (HF) medications like angiotensin receptor neprilysin inhibitors (ARNIs) and sodium glucose cotransporter 2 inhibitors (SGLT2is).
- These medications are vital for reducing mortality in HF patients.
Purpose of the Study:
- To investigate the association between prior authorization requirements and the delayed or decreased filling of ARNI and SGLT2i prescriptions.
- To identify patient demographics and characteristics associated with prior authorization for these HF medications.
Main Methods:
- Retrospective cohort study utilizing electronic health records, pharmacy fill data, and neighborhood-level data.
- Inclusion of HF patients with new ARNI or SGLT2i prescriptions between April 2021 and April 2023.
- Analysis using inverse probability weighting to assess time to first fill and likelihood of never filling prescriptions.
Main Results:
- Prior authorization was required for 12.2% of ARNIs and 14.3% of SGLT2is.
- Patients needing prior authorization were more likely to be younger, non-Hispanic Black or Hispanic, and have non-Medicare insurance.
- Prior authorization was linked to significantly longer fill times for ARNIs (3.03x) and SGLT2is (6.75x), and increased likelihood of never filling SGLT2i prescriptions (2.23x).
Conclusions:
- Prior authorization requirements are more prevalent among Black and Hispanic patients.
- These requirements act as a significant barrier, leading to delayed and reduced access to guideline-recommended, mortality-reducing HF medications.
- Addressing prior authorization hurdles is crucial for equitable HF management and improving patient outcomes.
Background:
Prior authorizations could hinder the filling of life-saving heart failure (HF) medications, such as angiotensin receptor neprilysin inhibitors (ARNIs) and sodium glucose cotransporter 2 inhibitors (SGLT2is).
Objectives:
The aim of the study was to determine whether prior authorizations were associated with delayed or decreased filling for ARNI and SGLT2i.
Methods:
This was a retrospective cohort study using electronic health record, pharmacy fill, and neighborhood-level data from a large, academic health system. We included patients with HF and a new prescription for ARNI or SGLT2i between April 1, 2021, and April 30, 2023, and assessed for presence of prior authorization requirement. Outcomes included days to first fill and never filling the prescription. Analyses were conducted using inverse probability weighting methods.
Results:
Among 2,183 patients, 12.2% (152/1,243) and 14.3% (165/1,150) had a prior authorization requirement for ARNI or SGLT2i, respectively. Patients requiring prior authorization tended to be younger, identify as non-Hispanic Black or Hispanic, have non-Medicare insurance, and have fewer comorbidities. In weighted models, patients requiring prior authorization took 3.03 (95% CI: 2.16-4.25) times longer to fill ARNI, 6.75 (95% CI: 4.44-10.3) times longer to fill SGLT2i, and were 2.23 (95% CI: 1.37-3.65) times more likely to never fill SGLT2i prescriptions (all P < 0.001).
Conclusions:
Prior authorization requirements were more common for patients identifying as Black or Hispanic and were associated with decreased and delayed filling of ARNI and SGLT2i. Our findings highlight an important barrier to mortality-reducing, guideline-recommended medications for HF.
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