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Updated: Jan 28, 2026

Building Up a High-throughput Screening Platform to Assess the Heterogeneity of HER2 Gene Amplification in Breast Cancers
Published on: December 5, 2017
Changes in HER2, ER, PR, and Ki-67 in HER2-Negative Breast Cancer After Neoadjuvant Chemotherapy: A Case-Control
Youzhao Ma1,2,3,4,5, Yan Yang6, Mingda Zhu7
1The First Department of Breast Cancer, Tianjin Medical University Cancer Institute and Hospital, National Clinical Research Center for Cancer, Huan-Hu-Xi Road, He-Xi District, Tianjin 300060, China.
Abstract:
Purpose: This study investigates receptor status changes following neoadjuvant chemotherapy (NAC) in breast cancer, aiming to identify new therapeutic opportunities and improve human epidermal growth factor receptor 2 (HER2) detection and categorization methods. Methods: This retrospective analysis was conducted on patients with breast cancer who underwent NAC and surgery between July 2022 and June 2024. Chi-square tests and logistic regression models were applied to assess the associations between HER2 status changes and clinicopathological features. Results: Among 508 patients, the receptor discordance rates after NAC were 5.3% for estrogen receptor (ER), 21.3% for progesterone receptor (PR), and 43.7% for HER2. Ki-67 expression decreased in 64.6% of cases and increased in 6.8%. Of the 103 patients with HER2-0, 47 (45.6%) transitioned to IHC 1+, 9 (8.7%) to IHC 2+/ISH-, and 1 (1.0%) to IHC 2+/ISH+. Among 256 patients with HER2 IHC 1+, 58 (22.7%) transitioned to IHC 2+/ISH-, 36 (14.1%) to IHC 0, and 9 (3.5%) to IHC 2+/ISH+. For 149 patients with HER2 IHC 2+/ISH-, 50 (33.6%) transitioned to IHC 1+, 6 (4.0%) to IHC 2+/ISH+, 5 (3.4%) to IHC 0, and 1 (0.7%) to IHC 3+. Univariate analysis revealed that, when compared to grade III tumors, grade I-II tumors exhibited a higher rate of HER2-0 to HER2-low conversion (66.7% vs. 36.8%, p = 0.027). HER2-low to HER2-0 conversion was associated with ER negativity (p = 0.028), PR negativity (p = 0.021), HER2 IHC 1+ (vs. IHC 2+, p = 0.001), and TIL >10% (p = 0.049). Multivariate analysis revealed that tumors with HER2 IHC 1+ were more likely to convert to HER2-0 after NAC than those with HER2 IHC 2+ (p = 0.020). Conclusions: Following NAC, ER gain, PR loss, and Ki-67 reduction were common. HER2 and ER status changes predominantly occurred within adjacent expression intensity levels.
Insights
Neoadjuvant chemotherapy (NAC) in breast cancer frequently alters receptor status, particularly human epidermal growth factor receptor 2 (HER2), impacting treatment strategies. Understanding these changes is key for optimizing patient care and developing new therapies.
Area of Science:
- Oncology
- Medical Diagnostics
- Pharmacology
Background:
- Neoadjuvant chemotherapy (NAC) is a standard treatment for breast cancer.
- Assessing receptor status changes post-NAC is crucial for treatment response and prognosis.
- Human Epidermal Growth Factor Receptor 2 (HER2) status can dynamically change after NAC, influencing therapeutic decisions.
Purpose of the Study:
- To investigate receptor status alterations following NAC in breast cancer patients.
- To identify potential new therapeutic targets based on post-NAC receptor expression.
- To refine methods for HER2 detection and categorization after NAC.
Main Methods:
- Retrospective analysis of 508 breast cancer patients undergoing NAC and surgery.
- Utilized Chi-square tests and logistic regression to analyze HER2 status changes.
- Examined correlations between receptor discordance and clinicopathological features.
Main Results:
- Significant discordance rates observed post-NAC: 5.3% for ER, 21.3% for PR, and 43.7% for HER2.
- HER2 status conversion was common, with notable shifts between HER2-0, HER2-low (IHC 1+), and HER2 IHC 2+/ISH- categories.
- Tumor grade and baseline HER2 expression levels (IHC 1+ vs. 2+) influenced HER2 conversion rates post-NAC.
Conclusions:
- NAC commonly induces ER gain, PR loss, and Ki-67 reduction in breast cancer.
- HER2 and ER status modifications post-NAC often occur between adjacent expression levels.
- These receptor dynamics highlight the need for re-evaluation of biomarker status after NAC to guide subsequent treatment.
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