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Development of an Individual-Tree Basal Area Increment Model using a Linear Mixed-Effects Approach
Published on: July 3, 2020
UAV-based aboveground biomass estimation via trait-mediated pathways in a cultivated Leymus chinensis grassland
Lidong Cao1, Yu Fu1, Tianhang Zhao1
1Key Laboratory of Vegetation Ecology of the Ministry of Education, Jilin Songnen Grassland Ecosystem National Observation and Research Station, Institute of Grassland Science, Northeast Normal University, Changchun, Jilin, China.
Abstract:
Aboveground biomass (AGB) in cultivated Leymus chinensis grasslands is strongly influenced by irrigation, nitrogen fertilization, and mowing, yet many UAV-based AGB models rely mainly on spectral indices and random data splits, which can overestimate generalization under spatiotemporal dependence. Here we test whether adding management information and ground-measured structural traits improves UAV-informed AGB estimation in a plot-based, management-intensive system. Using a 3-year factorial experiment (12 water-nitrogen-mowing treatments) with UAV multispectral imagery, we built LightGBM models integrating spectral indices, management factors, and structural traits. A plot- and year-independent, target-optimized split was used to balance AGB and treatment distributions between training and test data. Mixed-effects models and structural equation modeling were used to quantify management interactions and trait-mediated pathways. Nitrogen fertilization increased AGB by 40-80%, while frequent mowing weakened the synergistic effect of irrigation and nitrogen. The best model achieved R2 = 0.73 on the fixed test set; external validation performance declined (temporal R2 = 0.54; spatial transferability CV R2 = 0.56) when key structural traits (canopy height and leaf area index) were unavailable, highlighting that transferability depends on feature availability. Structural traits contributed 52% of total importance, management main effects 24%, and spectral indices 20%. These results support management-relevant AGB monitoring in cultivated grasslands while clarifying current scalability limits.

