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Counterfactual harm: a counter-argument
Amit N Sawant1, Mats J Stensrud1
1Institute of Mathematics, Ecole Polytechnique Fédérale de Lausanne, Lausanne, 1015, VD, Switzerland.
A counterfactual definition of harm in AI decision-making leads to intransitive rankings with multiple treatment options. An interventionist approach ensures transitive rankings for ethical AI in medicine.
Area of Science:
- Artificial Intelligence Ethics
- Medical Decision Making
- Causal Inference
Background:
- AI systems increasingly guide decisions, necessitating adherence to ethical principles like non-maleficence.
- The counterfactual definition of harm, common in binary settings, is widely used.
- Ethical AI requires robust definitions of harm, especially in complex scenarios.
Purpose of the Study:
- To identify limitations of the counterfactual definition of harm in multi-option treatment settings.
- To propose an alternative definition of harm that ensures transitive rankings.
- To address challenges in justifying clinical decisions based on AI recommendations.
Main Methods:
- Analysis of a formal definition of harm based on counterfactual reasoning.
- Illustration using a hypothetical example with three tuberculosis treatment options (A, B, C).
- Comparison with an interventionist definition of harm utilizing expected utility.
Main Results:
- The counterfactual definition of harm can yield intransitive results (e.g., B < A, C < B, but C > A).
- This intransitivity complicates justification of AI-guided clinical decisions.
- The interventionist definition ensures transitive rankings, offering a more robust approach.
Conclusions:
- The counterfactual definition of harm is problematic for AI in multi-option medical decision-making.
- An interventionist definition based on expected utility provides transitive and justifiable treatment rankings.
- This research contributes to developing more reliable ethical AI for healthcare.
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