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Clinical Evaluation of Pediatric Pulse Oximeters in South Africa: Protocol for a Cluster Randomized Controlled Trial
Holly B Schuh1,2, Marieke Van der Zalm3, Margaret Van Niekerk3
1Department of Epidemiology, Bloomberg School of Public Health, Johns Hopkins University, Baltimore, MD, United States.
Insights
This study evaluates pediatric pulse oximeters for managing hypoxemia in children with respiratory infections in low-resource clinics. Co-designed devices aim to improve oxygen saturation (SpO2) management by healthcare workers.
Area of Science:
- Pediatric critical care
- Global health technology
- Health services research
Background:
- Lower respiratory infections and hypoxemia pose a significant burden on children in low- and middle-income countries (LMICs).
- Pulse oximeters are crucial for identifying hypoxemia, but suitable pediatric devices are scarce in primary health care clinics (PHCs) in LMICs.
- This limits timely and accurate management of critically ill children.
Purpose of the Study:
- To assess if pediatric pulse oximeters co-designed with healthcare workers (HCWs) improve SpO2 management in children within LMIC PHCs.
- To compare the effectiveness of two novel pediatric pulse oximeters against a standard device for SpO2 management.
- To enhance clinical decision-making for hypoxemic children in primary care settings.
Main Methods:
- A pragmatic, 3-arm cluster randomized controlled trial involving 1200 children under two years with acute respiratory infections across 18 PHCs in Cape Town, South Africa (2024-2026).
- Participants randomized to receive either a standard pulse oximeter or one of two co-designed intervention devices.
- Primary outcome: 'Correct SpO2 management,' encompassing device adoption, quality measurement, and appropriate clinical decision-making, evaluated through a mixed-methods process evaluation.
Main Results:
- Data collection initiated in 2024, with results anticipated between 2026 and 2027.
- Enrollment completed in 12 clinics as of December 2025.
- Analysis will compare intervention arms against the control arm using intention-to-treat principles.
Conclusions:
- The study protocol addresses potential limitations and biases to maximize the impact of evaluating pulse oximeter effectiveness.
- Findings are expected to inform the implementation and design of pediatric pulse oximetry in resource-limited primary healthcare settings.
- Optimizing SpO2 management through improved device accessibility and usability is key to reducing mortality in pediatric respiratory infections.
Background:
The burden of children with lower respiratory infections and low blood oxygen levels (hypoxemia) is high, and outcomes are poor in low- and middle-income countries (LMICs). Pulse oximeters noninvasively measure the capillary oxyhemoglobin saturation (SpO2) to identify hypoxemia, but high-quality devices designed for the unique needs of children are rarely available in primary health care clinics (PHCs) in LMICs, where children initially access care.
Objective:
This study aims to evaluate whether 2 pediatric pulse oximeters co-designed with health care workers (HCWs) in LMICs improve the correct SpO2 management of children in PHCs compared to a standard pulse oximeter.
Methods:
We are conducting a pragmatic 3-arm cluster randomized controlled trial in the Eastern Khayelitsha, Northern, and Tygerberg areas of Cape Town, South Africa, over 18 months between 2024 and 2026. We plan to enroll 1200 children aged younger than 2 years with an acute respiratory infection from 18 PHCs randomized to implement one of 3 pulse oximeters, either 1 standard-of-care device or 2 intervention devices. HCWs in selected PHCs will administer the intervention. Our primary outcome will be "correct SpO2 management," an intermediate clinical end point between device implementation and hypoxemia outcome, defined by the following three elements necessary to reduce inappropriately treated hypoxemia: (1) device adoption-HCW use of the device as evidenced by a HCW-documented SpO2 and pulse rate; (2) quality SpO2 measurement-SpO2 confirmed by reference device measurement within 2% SpO2 above or below the HCW-measured SpO2; and (3) correct SpO2 decision-making-an appropriate referral recommendation by the HCW. A concurrent mixed methods process evaluation will explore how, why, for whom, and to what extent these devices impact the clinical management of hypoxemic children. The primary analysis will be intention-to-treat. For all primary and secondary outcomes, we will conduct pairwise comparisons between the 2 intervention arms and the control arm.
Results:
Data collection commenced in 2024, and results are expected from 2026 to 2027. As of December 2025, enrollment has been completed in 12 clinics.
Conclusions:
While there are notable challenges inherent in designing a trial to evaluate whether pulse oximeters improve HCW SpO2 management of children at PHCs, our protocol development process attempted to address all potential limitations and sources of bias to maximize the trial's future impact.
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