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    Topic models can match the performance of skip-gram and BERT on short texts by adhering to the information bottleneck (IB) principle. This unified perspective explains model differences and offers a path to improve topic models using information-theoretic regularization.

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    Area of Science:

    • Natural Language Processing
    • Machine Learning
    • Computational Linguistics

    Background:

    • Topic models analyze word co-occurrence for semantic structure but struggle with short texts due to data sparsity.
    • Word embedding (e.g., skip-gram) and masked language models (e.g., BERT) excel in short texts by using local context.
    • Existing explanations for performance differences focus on exploited information types.

    Purpose of the Study:

    • To propose a unified perspective for topic models, skip-gram, and BERT using the information bottleneck (IB) principle.
    • To analyze performance differences of these models in short-text scenarios through their adherence to the IB principle.
    • To demonstrate that topic models can be improved for short texts via information-theoretic regularization.

    Main Methods:

    • Formulating topic models, skip-gram, and BERT as text autoencoders (AEs).
    • Analyzing model performance based on their adherence to the IB principle.
    • Constraining mutual information (MI) between observed data and latent variables in empirical studies.

    Main Results:

    • Theoretical analysis shows varying degrees of IB compliance explain distinct short-text behaviors.
    • Empirical results demonstrate topic models achieve performance comparable to skip-gram and BERT in short-text settings under the IB perspective.
    • The IB principle provides a unified framework for understanding and improving these language models.

    Conclusions:

    • The information bottleneck principle offers a novel theoretical foundation for understanding language model behavior, especially in short texts.
    • Adherence to the IB principle is key to overcoming data sparsity limitations in topic models for short texts.
    • Information-theoretic regularization presents a principled approach to enhance topic model performance on short texts.