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Development and external validation of an interpretable machine-learning model for HFpEF comorbidity risk in COPD
Jing Cao1, Boyu Kang2,3, Shuangshuang Li1
1Department of Pulmonary and Critical Care Medicine, Xijing 986th Hospital, Fourth Military Medical University, Xi'an, Shaanxi, 710054, P. R. China.
Background:
Chronic Obstructive Pulmonary Disease (COPD) and Heart Failure with preserved Ejection Fraction (HFpEF) frequently coexist, leading to increased hospitalization, mortality, and healthcare burden. Early identification of HFpEF risk in COPD patients is critical for timely intervention.
Aim:
To develop and validate an interpretable machine learning (ML) model for predicting HFpEF risk in COPD patients and to identify key predictors using explainable artificial intelligence techniques.
Methods:
This retrospective study analyzed 1,550 COPD patients, divided into COPD-only and COPD-HFpEF groups. Feature selection was performed using LASSO regression, logistic regression, and Boruta random forest. Ten ML models were developed and evaluated on an internal test set, with the best model further validated on an external cohort (n = 69). Model interpretability was assessed using SHapley Additive exPlanations (SHAP).
Results:
Nine predictors were consistently selected: NT-proBNP, red blood cell count, fibrinogen, cholesterol, arterial PaO₂, inspiratory capacity (IC), IC% predicted, late diastolic mitral inflow velocity (A wave), and CAT score. The XGBoost model achieved the best performance, with an AUC of 0.898 (95% CI: 0.867-0.929) on the internal test set and 0.819 (95%CI: 0.713 - 0.924) on external validation. SHAP analysis identified NT-proBNP as the most influential predictor.
Conclusion:
The developed XGBoost model accurately predicts HFpEF risk in COPD patients and offers clinically interpretable insights into key predictive markers, supporting early identification and stratified management.
