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Evaluating regulatory oversight through major in vitro diagnostic recalls: a retrospective study of FDA data
Simran Simran1, Akash Thakur2, Akash Kacharu Ahire2
1Department of Regulatory Affairs, National Institute of Pharmaceutical Education and Research (NIPER), Hyderabad, India.
Background:
In vitro diagnostic (IVD) devices play pivotal role in disease management by enabling an accurate and timely diagnosis. Diagnostic inaccuracies can harm public health by delaying or misguiding treatment.
Method:
A systematic analysis of the publicly available U.S. FDA recall database (201-2024) was conducted to evaluate the trends in Class I IVD recalls, focusing on approved class, recall reasons, manufacturers, and premarket notification (510 k) exemption status. Class II and III recalls were excluded from this study.
Result:
Between 2015 and 2024, a total of 100 Class I recall IVDs were reported. Over these 10 years, the major recalls were limited to Approval-Class I (n = 31) and Class II (n = 69) IVDs. Among the Approval-Class I IVDs (31), 12 were attributed to deficiencies in process control. In Approval-Class II, nine recalls were attributed to process control issues, non-conforming materials, device design, labeling change control, and other flaws. Notably, 23 of 31 Approval-Class I IVDs were 510(k)-exempt.
Conclusion:
Improving process control, device design, and manufacturing is essential to reducing Class I IVD recalls. Strengthening regulatory strategies through harmonized quality standards and AI-based post-market surveillance can help detect safety issues early, enhancing patient safety and public health outcomes.
Insights
Class I In Vitro Diagnostic (IVD) recalls are a concern. Improving manufacturing and regulatory oversight, including AI-based surveillance, is key to enhancing patient safety and public health outcomes.
Area of Science:
- Medical Device Regulation
- In Vitro Diagnostics
- Public Health
Background:
- In vitro diagnostic (IVD) devices are crucial for accurate disease diagnosis and management.
- Diagnostic errors can lead to delayed or incorrect treatments, negatively impacting public health.
Purpose of the Study:
- To systematically analyze trends in Class I IVD recalls from the FDA database (2015-2024).
- To identify common reasons for recalls, affected IVD classes, and the impact of premarket notification (510(k)) exemption status.
Main Methods:
- Systematic analysis of the U.S. FDA recall database from 2015 to 2024.
- Focus on Class I IVD recalls, excluding Class II and III recalls.
- Evaluation of recall reasons, manufacturers, and 510(k) exemption status.
Main Results:
- A total of 100 Class I IVD recalls were reported between 2015 and 2024.
- Recalls primarily affected Approval-Class I (31) and Class II (69) IVDs.
- Deficiencies in process control were a major cause, particularly in Approval-Class I IVDs (12 of 31).
- A significant portion (23 of 31) of Approval-Class I IVDs were 510(k)-exempt.
Conclusions:
- Enhancing process control, device design, and manufacturing is vital to minimize Class I IVD recalls.
- Strengthening regulatory approaches with harmonized quality standards and AI-driven post-market surveillance can improve early detection of safety issues.
- These improvements are essential for safeguarding patient safety and advancing public health.
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