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Safety guardrails in patient-facing large language model systems for chronic disease self-management: a realist
Yuhan Zhao1, Yiqun Miao1, Yuan Luo1
1School of Nursing, Capital Medical University, No. 10 Xitoutiao, Youanmenwai, Fengtai District, Beijing 100069, China.
Background:
Patient-facing large language model (LLM) systems are increasingly proposed as scalable tools for chronic disease self-management support. In this setting, safety depends not only on factual accuracy but also on whether outputs are interpretable, trusted, and used safely over time.
Objective:
To explain how safety guardrails shape outcomes in patient-facing LLM-supported self-management across different task-risk, user, and interaction contexts.
Methods:
We conducted a realist review of LLM-based or LLM-enabled generative conversational systems used for self-management of long-term physical health conditions. Searches of PubMed, Web of Science Core Collection, IEEE Xplore, ACM Digital Library, and arXiv covered all indexed years to 1 April 2026 and used terms for chronic disease or self-management, patient-facing conversational systems, and LLMs or generative AI, identifying 1,154 records before deduplication. The core evidence base comprised 21 studies and 38 context-mechanism-outcome configurations (CMOCs). The patient-facing self-management task, rather than disease label, was the unit of synthesis.
Results:
At the study level, the dominant patient-facing task was coded as low risk in 6 studies, moderate risk in 11, and high risk in 4; 17 studies evaluated mainly single-turn interactions and 4 included multi-turn, sequential, or simulated-consultation elements. Most evidence concerned simulated or expert-judged patient-facing tasks rather than sustained real-world deployment. Three patterns recurred. Provenance-related safeguards improved transparency and checkability more consistently than they ensured safe downstream action. Communication-oriented safeguards improved readability or perceived comprehensibility while leaving recurring gaps in completeness or actionability. Boundary-control strategies, including source-bounded retrieval, clinician deferral, and escalation support, became more important as task actionability and interaction complexity increased.
Conclusions:
In patient-facing chronic disease self-management, safety cannot be judged adequately by answer plausibility alone. This review develops a refined programme theory and a risk-linked, theory-generating heuristic framework, but many proposed mechanisms remain indirect and require real-world, longitudinal, multi-turn testing before deployment.
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