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Measuring Maxillary Posterior Tooth Movement: A Model Assessment using Palatal and Dental Superimposition
Published on: February 23, 2024
Development and External Validation of an Explainable AHP-ML Model for Orthodontic Tooth Extraction and Anchorage
Yang Yi1, Xinhang Shen1, Bin Wu1
1College of Mechanical and Electronic Engineering, Nanjing Forestry University, Nanjing 210037, China.
Abstract:
Tooth extraction and maximum anchorage assessment are key decision points in orthodontic treatment planning, yet existing machine learning models for orthodontic decision support often lack transparency, limiting their clinical interpretability and trustworthiness. In this study, we developed and externally validated an explainable orthodontic treatment decision-support model that integrates expert-derived Analytic Hierarchy Process (AHP) weighting with machine learning. A diagnostic indicator framework comprising 18 orthodontic variables was established through a literature review, clinical data analysis, and two rounds of expert surveys. A retrospective cohort of 485 patients receiving fixed-appliance orthodontic treatment was used for model development and internal validation. AHP-derived composite scores were incorporated into the machine learning models for two prediction tasks, namely tooth extraction and maximum anchorage requirement, and an expert-informed fuzzy-rule score was calculated from pretreatment indicators for the maximum anchorage task to capture clinically interpretable anchorage tendencies. Model performance was evaluated using ROC-AUC, F1 score, precision, recall, PR-AUC, calibration analysis, and decision curve analysis, while SHAP was applied to interpret feature contributions. The AHP-RF extraction model and AHP-enhanced LR maximum anchorage model achieved the highest AUCs among the compared models (0.864 and 0.822, respectively), although paired DeLong tests showed no significant differences from the closest competing models. SHAP analysis identified lower lip-to-E-line distance, U1-NA, and the AHP composite score as important predictors, indicating consistency between model outputs and clinical reasoning. In the external validation cohort, the extraction model correctly classified 57 of 74 cases, and the maximum anchorage model correctly classified 24 of 29 cases, supporting the preliminary transportability of the proposed framework. These results suggest that integrating AHP-derived expert knowledge with machine learning provides an explainable and clinically interpretable decision-support model for orthodontic treatment planning, with potential value in improving standardized, evidence-informed, and patient-specific orthodontic decision-making.
