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Causal Responsibility Based Explainable AI for Vibrational Spectroscopy Applied to Oral FTIR and Oesophageal Raman
Nathan Blake1,2, David Kelly2, Sarah Kapllani-Mucaj3
1Department of Medical Physics and Biomedical Engineering, University College London, Gower Street, London, WC1E 6BT, UK.
Abstract:
Biomedical applications of vibrational spectroscopy increasingly use deep learning, but these models often give classifications without revealing which spectral features drive their decisions. We introduce Spec-ReX, a causal responsibility-based explainable AI method for vibrational spectroscopy, and compare it with the widely used explainability methods SHAP and Grad-CAM across synthetic spectra, biochemical mixtures, oral FTIR tissue spectra and oesophageal Raman tissue spectra. In a definitive in silico experiment with known discriminative peaks, Spec-ReX achieved the highest ground truth localisation, with an Intersection over Union of 0.10 and attribution concentration of 0.56, compared with 0.09 and 0.26 for the next best method. In an ambiguous in silico experiment, SHAP achieved the highest positive hit rate, while Spec-ReX was most robust to removal of low-importance regions, consistent with a sensitivity-specificity trade-off. In the in vitro biochemical experiment, Spec-ReX was again the most robust to removal of low-importance regions, while SHAP performed best when removing high-importance regions. In the ex vivo datasets, where no definitive attribution ground truth was available, the methods returned different and architecture-dependent attribution patterns. Overall, Spec-ReX provides sparse and specific model-causal responsibility maps for spectral classifiers. These explanations pertain to trained model behaviour rather than biological causality, and their clinical utility remains to be validated through user-centred studies.
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