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Microbial Diversity Estimation and Hill Number Calculation Using the Hierarchical Pitman-Yor Process
Kevin McGregor1,2,3, Todd Parsons4, Elinor Simons1
1Department of Statistics, University of Manitoba, Winnipeg, Canada.
Statistics in Medicine
|August 4, 2026
Summary
This study introduces a hierarchical Pitman-Yor (HPY) model to accurately estimate microbial diversity in human microbiome samples. The HPY model improves diversity estimates, especially when species are unobserved, enhancing microbiome research.
Area of Science:
- Microbiology
- Computational Biology
- Statistical Ecology
Background:
- The human microbiome plays a crucial role in health, with species diversity as a key metric.
- Accurate diversity estimation is challenged by unobserved species in finite microbiome samples.
- Existing diversity measures can be biased by incomplete species detection.
Purpose of the Study:
- To develop a robust statistical model for human microbiome species abundance distributions.
- To derive accurate species diversity estimates, accounting for missing data.
- To provide a general framework for diversity quantification using Hill numbers within the HPY model.
Main Methods:
- Utilized the hierarchical Pitman-Yor (HPY) process to model species abundance across multiple populations.
- Employed a Gibbs sampler for efficient parameter estimation of the HPY model.
- Derived conditional and unconditional diversity estimates as functions of HPY parameters, including Hill numbers.
Main Results:
- The Gibbs sampler demonstrated effective performance in simulations for the HPY model.
- Conditional diversity estimates from the HPY model showed improvement over naive estimates when species were missing.
- HPY estimates outperformed naive estimates, particularly with smaller sample sizes, as shown in an infant gut microbiome dataset.
Conclusions:
- The HPY model provides a powerful tool for accurate microbiome diversity estimation, especially in the presence of unobserved species.
- Conditional diversity estimates offer a more reliable assessment of microbial community structure than traditional methods.
- The developed framework enhances the analysis of microbiome data, with implications for understanding host-microbe interactions and health.
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