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Published on: December 11, 2016
What phases of the drug development framework can epidemiological studies emulate?
Stephen Burgess1,2, Benjamin Woolf1,3,4, Emily Bassett1
1Medical Research Council Biostatistics Unit, University of Cambridge, Cambridge, United Kingdom.
Abstract:
Target trial emulation prompts investigators to frame their analysis question in terms of a hypothetical clinical trial. Although this does not solve the problem of confounding, the framework can protect against other sources of bias. A natural question is this: what kinds of trials can be emulated? In a late-phase trial (Phase 3 or 4), the goal is to obtain a well-defined causal estimate that closely approximates the impact of a proposed intervention. In an early-phase trial (Phase 2 or earlier), the estimate is a means to an end rather than an end in itself. An early-phase trial provides proof-of-concept evidence on the impact of an intervention in the exposure in terms of efficacy and safety, but the estimand may not correspond to the intervention to be implemented in practice. In a natural experiment where causal inferences rely on a plausibly random (or quasi-random) comparison, the estimand may not be directly translatable to applied practice. In this case, the analysis may be conceptualized as an early-phase target trial. This provides less specific evidence than a late-stage target trial, but in many cases, a more valid but less applicable comparison is preferable to a more applicable comparison that is more susceptible to bias.
Insights
Target trial emulation frames research questions as hypothetical clinical trials, protecting against bias. Early-phase trials offer proof-of-concept, while late-phase trials provide precise causal estimates for interventions.
Area of Science:
- Epidemiology
- Clinical Trial Design
Background:
- Target trial emulation is a framework for causal inference.
- It aims to mitigate bias in observational studies by mimicking randomized controlled trials.
- Understanding which trial phases are suitable for emulation is crucial.
Purpose of the Study:
- To explore the applicability of target trial emulation across different phases of clinical research.
- To differentiate the goals and estimands of early-phase versus late-phase target trials.
- To discuss the trade-offs between validity and applicability in causal inference.
Main Methods:
- Conceptual analysis of target trial emulation.
- Comparison of early-phase (Phase 2 or earlier) and late-phase (Phase 3 or 4) trial objectives.
- Discussion of natural experiments within the target trial emulation framework.
Main Results:
- Late-phase target trials aim for precise causal estimates of interventions as implemented.
- Early-phase target trials provide proof-of-concept on intervention effects, but may not reflect practical application.
- Natural experiments, when emulated as early-phase trials, may yield valid but less applicable findings.
Conclusions:
- Target trial emulation can protect against various biases, though not confounding.
- The choice between early-phase and late-phase emulation depends on the research question and desired estimand.
- Prioritizing validity over applicability is often preferable in causal inference, especially when dealing with natural experiments.
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