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Published on: October 12, 2018
Comparative Experimental Raman, DFT, and Chemometric Characterization of Selected Phenolic Acids: Structural and
Jose Alfonso Prieto Palomo1, Juan Lopez-Martinez2, Joaquín Alejandro Hernández Fernández1,3
1Chemistry Program, Department of Natural and Exact Sciences, San Pablo Campus, Universidad de Cartagena, Cartagena de Indias D.T. y C., Cartagena 130015, Colombia.
None:
Phenolic acids exhibit structure-dependent vibrational responses governed by aromatic substitution, π-conjugation, oxygenated functional groups, and molecular environment. In this work, p-coumaric, caffeic, trans-ferulic, and gallic acids were investigated through an integrated experimental Raman, density functional theory (DFT), and chemometric approach to establish molecular relationships between hydroxylation, methoxylation, conjugation, and Raman spectral behavior. Raman spectra were recorded in the solid state and in an ethanol/water (1:1, v/v) mixture. At the same time, DFT calculations were used to optimize the molecular structures, simulate Raman spectra, assign vibrational modes, and evaluate molecular electrostatic potential, frontier orbitals, electronic descriptors, and localized orbital locator maps. The solid-state Raman spectra provided the most resolved molecular fingerprints, with hydroxycinnamic acids exhibiting intense bands corresponding to aromatic and conjugated ν(C=C) modes. In contrast, gallic acid displayed a distinct hydroxybenzoic vibrational pattern dominated by phenolic C-O/O-H and carboxylic contributions. DFT-assisted assignments confirmed that the main spectral differences arise from coupled vibrations involving ν(C=C), ν(C=O), ν(C-O), δ(O-H), aromatic ring deformations, and methoxy-related modes. Molecular electrostatic potential (MEP) and localized orbital locator (LOL) analyses showed that oxygen-centered regions are the most electrostatically and electronically localized sites, thereby explaining the sensitivity of C-O, O-H, and C=O bands to solvent-mediated interactions. HOMO-LUMO analysis revealed extended frontier-orbital delocalization in hydroxycinnamic acids, in contrast to the more localized hydroxybenzoic electronic structure of gallic acid. Principal component analysis confirmed that solid-state Raman spectra provide stronger chemometric discrimination than solution spectra, with PC1 and PC2 explaining 79.0% of the total variance in the solid-state dataset. Overall, the results show that specific functional groups define the principal vibrational domains of the studied phenolic acids. In contrast, the exact band positions, relative intensities, and coupling patterns are additionally modulated by aromatic substitution, π-conjugation, electronic distribution, physical state, and molecular environment. Within the limitations of a single-conformer isolated-molecule model, the combined Raman-DFT-chemometric approach provides a comparative interpretation of the vibrational fingerprints of the four selected compounds.
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