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Published on: December 9, 2015
Therapeutic misconception and the appreciation of risks in clinical trials
Charles W Lidz1, Paul S Appelbaum, Thomas Grisso
1Department of Psychiatry, University of Massachusetts Medical School, 55 Lake Ave North, Worcester, MA 01655, USA. chuck.lidz@umassmed.edu
Abstract:
Studies repeatedly have shown that clinical research subjects have trouble appreciating the implications for their clinical care of participating in a clinical trial. When this failure is based on a lack of appreciation of the impact on individualized clinical care of elements of the research design, it has been called the "therapeutic misconception". Failure to distinguish the consequences of research participation from receiving ordinary treatment may seriously undermine the informed consent of research subjects. This article reports results concerning appreciation of the risks of trial participation from intensive interviews with 155 subjects from 40 different clinical trials at two different medical centers in the USA. Working from transcripts of the interviews, every statement of a risk or disadvantage of trial participation was identified and coded into one of 5 different categories. Totally, 23.9% of subjects reported no risks or disadvantages in spite of being explicitly asked about them. Another 2.6% reported only incidental disadvantages such as having to drive a long way to get to the experimental site. In all 14.2% reported only disadvantages associated with the standard treatment (usually side effects). Another 45.8% told the interviewer about disadvantages and risks associated with the experimental intervention (usually side effects). Only 13.5% could report any risks or disadvantages resulting from the research design itself, such as randomization, placebos, double-blind designs and restrictive protocols. The results of this research suggest that subjects often sign consents to participate in clinical trials with only the most modest appreciation of the risks and disadvantages of participation.
Insights
Many clinical trial participants do not fully understand the risks involved. This lack of understanding, often termed "therapeutic misconception," can compromise informed consent for research subjects.
Area of Science:
- Medical Ethics
- Clinical Research
- Patient Understanding
Background:
- Clinical trial participants often struggle to grasp the implications of their involvement for personal medical care.
- The
- therapeutic misconception
- arises when individuals fail to distinguish research participation from standard treatment, potentially invalidating informed consent.
Purpose of the Study:
- To investigate clinical research subjects' comprehension of the risks and disadvantages associated with participating in clinical trials.
- To identify the extent to which participants understand the impact of research design elements on their clinical care.
Main Methods:
- Intensive interviews were conducted with 155 subjects across 40 clinical trials at two US medical centers.
- Interview transcripts were analyzed to identify and categorize all stated risks or disadvantages of trial participation.
Main Results:
- A significant portion of subjects (23.9%) reported no risks, even when prompted.
- Only 13.5% of participants could articulate risks stemming directly from the research design (e.g., randomization, blinding).
- A majority of subjects (45.8%) identified risks related to the experimental intervention, while 14.2% mentioned only standard treatment risks.
Conclusions:
- Clinical trial participants frequently demonstrate a limited understanding of the potential risks and disadvantages of their involvement.
- The findings highlight a critical gap in patient comprehension, underscoring the need for improved informed consent processes in clinical research.
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