Effect of Lewis acid catalysts on Diels-Alder and hetero-Diels-Alder cycloadditions sharing a common transition state

The thermal and Lewis acid catalyzed cycloadditions of beta,gamma-unsaturated alpha-ketophosphonates and nitroalkenes with cyclopentadiene have been explored by using density functional theory (DFT) methods. In both cases, only a single highly asynchronous bis-pericyclic transition state yielding both Diels-Alder and hetero-Diels-Alder cycloadducts could be located. Stepwise pathways were found to be higher in energy. On the potential energy surface, the bis-pericyclic cycloaddition transition state is followed by the Claisen rearrangement transition state. No intermediates were located between these transition states. Claisen rearrangement transition states are also highly asynchronous, but bond lengths are skewed in the opposite direction compared to the bis-pericyclic transition states. The relative positions of the bis-pericyclic and Claisen rearrangement transition states may control periselectivity due to the shape of the potential energy surface and corresponding dynamical influences. Inspection of the thermal potential energy surface (PES) indicates that a majority of downhill paths after the bis-pericyclic transition state lead to the Diels-Alder cycloadducts, whereas a smaller number of downhill paths reach the hetero-Diels-Alder products with no intervening energy barrier. Lewis acid catalysts alter the shape of the surface by shifting the cycloaddition and the Claisen rearrangement transition states in opposite directions. This topographical change qualitatively affects the branching ratio after the bis-pericyclic transition state and ultimately reverses the periselectivity of the cycloaddition giving a preference for hetero-Diels-Alder cycloadducts.