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Updated: Jun 20, 2026

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Published on: April 8, 2020
On the self-consistent implementation of general occupied-orbital dependent exchange-correlation functionals with
Alexei V Arbuznikov1, Martin Kaupp
1Institut für Anorganische Chemie, Universität Würzburg, Germany. arbouznikov@mail.uni-wuerzburg.de
Occupied-orbital dependent (OOD) functionals are crucial for density functional theory. This study presents general expressions for functional derivatives with respect to orbitals (FDOs), simplifying their implementation and testing them on a complex OOD functional.
Area of Science:
- Computational Chemistry
- Quantum Mechanics
- Density Functional Theory
Background:
- Occupied-orbital dependent (OOD) functionals are key in modern density functional theory (DFT).
- Implementing OOD functionals is challenging due to their implicit dependence on electron density.
- Standard methods for deriving exchange-correlation potentials are not directly applicable.
Purpose of the Study:
- To develop general, systematic, and transparent expressions for the functional derivatives with respect to orbitals (FDOs) of generalized OOD functionals.
- To provide a matrix-element version of these FDOs suitable for atomic orbital basis sets.
- To numerically test these FDOs using a complex OOD functional, the Becke's real-space model of nondynamical correlation (B05).
Main Methods:
- Derivation of general expressions for FDOs of OOD functionals.
- Formulation of a matrix-element version for atomic orbital basis sets.
- Application and numerical testing of the derived FDOs for the B05 functional.
Main Results:
- General expressions for FDOs of generalized OOD functionals are systematically derived.
- A matrix-element formulation for FDOs in atomic orbital basis sets is presented.
- Explicit FDOs for the B05 functional are derived and numerically tested for the first time.
Conclusions:
- The presented general expressions and matrix-element formulation simplify the self-consistent implementation of OOD functionals.
- The successful numerical testing on the B05 functional validates the methodology for complex cases.
- This work facilitates the broader application and development of OOD functionals in DFT.
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