Theory of negative refraction in periodic stratified metamaterials

We present a general theory of negative refraction in periodic stratified heterostructures with an arbitrary number of homogeneous, isotropic, nonmagnetic layers in a unit cell. With a 4×4-matrix technique, we derive analytic expressions for the normal modes of such a heterostructure slab, introduce the average refraction angles of the energy flow and wavevector for the TE- and TM-polarized plane waves falling obliquely on the slab, and derive expressions for the reflectivity and transmissivity of the whole slab. For a specific case, in which all layers in a unit cell are much thinner than the wavelength of light, we obtain approximate simple formulae for the effective refraction angles. Using the example of a semiconductor heterostructure slab with two layers in a unit cell, we demonstrate that ultrathin layers are preferable for metamaterial applications because they enable higher transmissivity within the frequency band of negative refraction. Our theory can be used to study the optical properties of any stratified metamaterial, irrespective of whether semiconductors or metals are employed for fabricating its various layers, because it includes absorption within each layer.