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Missing not at random models for masked clinical trials with dropouts.

Shan Kang1, Roderick J Little2, Niko Kaciroti2

  • 1Department of Biostatistics, University of Michigan, Ann Arbor, MI, USA shankang@umich.edu.

Clinical Trials (London, England)
|January 29, 2015
PubMed
Summary

This study introduces a new masked missing not at random assumption for clinical trials. Methods based on this assumption offer a more plausible approach to handling missing data than traditional missing at random methods.

Keywords:
BlindingTROPHY trialmasked clinical trialsmasked missing not at randommaximum likelihood estimationmissing at randommissing not at random

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Area of Science:

  • Biostatistics
  • Clinical Trials
  • Data Science

Background:

  • Missing data is a pervasive challenge in clinical trials.
  • Standard methods often rely on the missing at random (MAR) assumption, which is frequently questionable.
  • The underlying causes of missing data are often unknown and untestable from observed data.

Purpose of the Study:

  • To propose a novel missing data assumption, masked missing not at random (MNAR), for masked clinical trials.
  • To develop statistical models for categorical and continuous outcomes under the proposed MNAR assumption.
  • To evaluate the performance of the proposed methods through simulations and comparison with existing approaches.

Main Methods:

  • Formulation of statistical models for masked clinical trials under a specific masked missing not at random (MNAR) assumption.
  • Conducting simulation studies to assess the finite sample performance of the MNAR methods.
  • Comparison of MNAR methods against complete case analysis and methods assuming missing at random (MAR).

Main Results:

  • Maximum likelihood methods using the MNAR assumption outperformed complete case analysis and MAR methods when MNAR was true.
  • MNAR methods showed comparable efficiency to MAR methods when both assumptions were met.
  • Analysis of the TRial Of Preventing HYpertension (TOPH) study demonstrated robustness of MAR estimates to MNAR deviations.

Conclusions:

  • Methods based on the MNAR assumption are valuable for masked clinical trials, serving as primary analysis or sensitivity analysis.
  • MAR analysis may be preferred for efficiency if MNAR and MAR estimates are similar.
  • MNAR estimates may be preferred if substantially different, due to the plausibility of the underlying mechanism.