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The Catastrophic Failure of the k-Means Algorithm in High Dimensions, and How Hartigan's Algorithm Avoids It
Roy R Lederman1, David Silva-Sánchez2, Ziling Chen1
1Department of Statistics and Data Science, Yale University, New Haven, CT.
Abstract:
Lloyd's -means algorithm is one of the most widely used clustering methods. We prove that in high-dimensional, high-noise settings, the algorithm exhibits catastrophic failure: with high probability, essentially every partition of the data is a fixed point. Consequently, Lloyd's algorithm simply returns its initial partition - even when the underlying clusters are trivially recoverable by other methods. In contrast, we prove that Hartigan's -means algorithm does not exhibit this pathology. Our results show the stark difference between these algorithms and offer a theoretical explanation for the empirical difficulties often observed with -means in high dimensions.
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