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Efficacy/toxicity dose-finding using hierarchical modeling for multiple populations
Kristen M Cunanan1, Joseph S Koopmeiners1
1Memorial Sloan Kettering Cancer Center, Department of Epidemiology and Biostatistics, 485 Lexington Avenue 2nd Floor, New York, NY 10017, United States.
Abstract:
Traditionally, Phase I oncology trials evaluate the safety profile of a novel agent and identify a maximum tolerable dose based on toxicity alone. With the development of biologically targeted agents, investigators believe the efficacy of a novel agent may plateau or diminish before reaching the maximum tolerable dose while toxicity continues to increase. This motivates dose-finding based on the simultaneous evaluation of toxicity and efficacy. Previously, we investigated hierarchical modeling in the context of Phase I dose-escalation studies for multiple populations and found borrowing strength across populations improved operating characteristics. In this article, we discuss three hierarchical extensions to commonly used probability models for efficacy and toxicity in Phase I-II trials and adapt our previously proposed dose-finding algorithm for multiple populations to this setting. First, we consider both parametric and non-parametric bivariate models for binary outcomes and, in addition, we consider an under-parameterized model that combines toxicity and efficacy into a single trinary outcome. Our simulation results indicate hierarchical modeling increases the probability of correctly identifying the optimal dose and increases the average number of patients treated at the optimal dose, with the under-parameterized hierarchical model displaying desirable and robust operating characteristics.
Insights
Hierarchical modeling in oncology trials improves optimal dose identification by simultaneously assessing toxicity and efficacy. This approach enhances patient safety and treatment effectiveness in early-phase drug development.
Area of Science:
- Oncology
- Biostatistics
- Clinical Trial Design
Background:
- Traditional Phase I oncology trials focus solely on toxicity for dose-finding.
- Biologically targeted agents necessitate evaluating both efficacy and toxicity simultaneously.
- Previous work demonstrated benefits of hierarchical modeling for multi-population dose escalation.
Purpose of the Study:
- To extend hierarchical modeling for Phase I-II oncology trials.
- To adapt a multi-population dose-finding algorithm for simultaneous efficacy-toxicity evaluation.
- To investigate novel probability models for integrated dose-finding.
Main Methods:
- Developed three hierarchical extensions to probability models for efficacy and toxicity.
- Considered parametric and non-parametric bivariate models for binary outcomes.
- Adapted a dose-finding algorithm for multiple populations and integrated outcomes.
Main Results:
- Hierarchical modeling significantly increases the probability of identifying the optimal dose.
- The average number of patients treated at the optimal dose is increased.
- An under-parameterized hierarchical model demonstrated robust and desirable operating characteristics.
Conclusions:
- Hierarchical modeling offers an improved approach for dose-finding in Phase I-II oncology trials.
- Simultaneous evaluation of efficacy and toxicity is crucial for targeted agents.
- The proposed methods, particularly the under-parameterized model, enhance clinical trial efficiency and patient outcomes.
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