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    Probabilistic constellation shaping (PCS) enhances optical communication by adapting symbol distribution to signal-to-noise ratio (SNR). This study efficiently applies PCS to intensity modulation/direct detection (IM/DD) systems, improving receiver sensitivity.

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    Area of Science:

    • Optical Communications
    • Digital Signal Processing

    Background:

    • Probabilistic Constellation Shaping (PCS) approaches Shannon capacity in coherent systems by adaptively adjusting symbol distribution to the signal-to-noise ratio (SNR).
    • Limited research exists on applying PCS technology to intensity modulation (IM)/direct detection (DD) systems.

    Purpose of the Study:

    • To propose and demonstrate an efficient method for applying PCS technology to IM/DD systems.
    • To evaluate the performance gains of PCS in IM/DD systems compared to existing modulation techniques.

    Main Methods:

    • Mapping forward error correction-encoded bits to pulse amplitude modulation (PAM) symbols by assigning uniformly distributed bits to the least significant bit of binary reflected Gray coding.
    • Implementing a pairwise symbol amplitude distribution where adjacent symbols share the same probability.
    • Evaluating performance via simulations measuring achievable rates and frame error ratios.
    • Conducting experimental demonstrations using a 10-Gbaud PAM-8 signal.

    Main Results:

    • The proposed PCS scheme for IM/DD systems yields a negligible SNR penalty despite deviating from optimum distributions.
    • Simulations show the scheme provides a shaping gain superior to time-division hybrid modulation.
    • Experimental results demonstrate a 0.9 dB improvement in receiver sensitivity compared to uniformly distributed PAM-8 signals.

    Conclusions:

    • The proposed PCS application is an effective strategy for enhancing IM/DD systems.
    • This method offers significant performance improvements, including increased receiver sensitivity and shaping gain.
    • The findings pave the way for more efficient optical communication systems utilizing IM/DD.