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Facial expression is retained in deep networks trained for face identification.
Y Ivette Colón1,2, Carlos D Castillo3,4, Alice J O'Toole1,5
1Behavioral and Brain Sciences, The University of Texas at Dallas, TX, USA.
Journal of Vision
|April 6, 2021
Summary
Deep convolutional neural networks (DCNNs) trained for face identification retain facial expression information, even when viewpoint changes. This suggests DCNNs, like the human brain, process identity and expression together.
Area of Science:
- Computer Vision
- Cognitive Neuroscience
- Machine Learning
Background:
- Facial expressions complicate 2D image identification.
- Brain systems must separate visual cues for social interaction.
- Deep convolutional neural networks (DCNNs) trained for face identification retain identity-irrelevant information like viewpoint.
Purpose of the Study:
- Investigate if DCNNs trained for identity recognition also retain expression information.
- Determine if this expression information generalizes across different viewpoints.
- Explore how DCNNs represent identity, expression, and viewpoint.
Main Methods:
- Generated DCNN representations for a controlled dataset of faces with varying expressions and viewpoints.
- Utilized 2D visualizations to analyze hierarchical groupings in DCNN representations.
- Applied linear discriminant analysis to classify facial expressions from DCNN representations.
Main Results:
- DCNN representations hierarchically grouped by identity, then viewpoint, then expression.
- Accurate expression classification (mean 76.8%) was achieved, generalizing across viewpoints.
- Representational similarity analysis showed viewpoint influenced within-identity image similarity more than expression.
Conclusions:
- Identity-trained DCNNs retain shape-deformable information about expression and viewpoint.
- This unified representation aligns with hypotheses of ventral visual stream processing.
- DCNNs offer a model for understanding how the brain integrates facial features for social cognition.
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