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Ethical decision making during a healthcare crisis: a resource allocation framework and tool
Keegan Guidolin1,2,3, Jennifer Catton4, Barry Rubin1,4,5
1Department of Surgery, University of Toronto, Toronto, Ontario, Canada.
Insights
Healthcare leaders can now utilize a new ethical decision tool for fair resource allocation during the COVID-19 pandemic. This tool aids in making ethically defensible decisions amidst resource scarcity.
Area of Science:
- Healthcare ethics
- Public health policy
- Clinical resource management
Background:
- The COVID-19 pandemic has severely strained global healthcare resources, necessitating difficult ethical decisions regarding resource allocation.
- Initial responses, like uniform clinical activity ramp-down, led to inefficiencies and resource waste.
- Existing ethical frameworks for resource allocation required adaptation to address pandemic-specific challenges.
Purpose of the Study:
- To develop a fair and ethical decision-making tool for resource allocation during healthcare crises.
- To create a structured approach for institutions to manage clinical activity during pandemic waves.
- To ensure diverse stakeholder perspectives inform the development of resource allocation strategies.
Main Methods:
- Formation of an interprofessional clinical activity recovery team.
- Integration of institutional objectives with procedural values, ethical principles, and decision-making criteria.
- Application of a modified "accountability for reasonableness" ethical framework.
- Development of a stepwise, semiquantitative ethical decision tool.
Main Results:
- A novel, stepwise, semiquantitative ethical decision tool was developed.
- The tool systematically guides fair and ethically defensible resource allocation decisions.
- The tool is adaptable for use at both institutional and departmental levels.
Conclusions:
- The developed ethical decision tool provides a practical framework for navigating resource scarcity.
- It supports clinical leaders in making fair and ethically sound decisions during public health emergencies like the COVID-19 pandemic.
- This tool promotes a more prudent and ethical approach to managing healthcare resources under pressure.
Abstract:
The COVID-19 pandemic has strained healthcare resources the world over, requiring healthcare providers to make resource allocation decisions under extraordinary pressures. A year later, our understanding of COVID-19 has advanced, but our process for making ethical decisions surrounding resource allocation has not. During the first wave of the pandemic, our institution uniformly ramped-down clinical activity to accommodate the anticipated demands of COVID-19, resulting in resource waste and inefficiency. In preparation for the second wave, we sought to make such ramp down decisions more prudently and ethically. We report the development of a tool that can be used to make fair and ethical decisions in times of resource scarcity. We formed an interprofessional team to develop and use this tool to ensure that a diverse range of stakeholder perspectives were represented in this development process. This team, called the clinical activity recovery team, established institutional objectives that were combined with well-established procedural values, substantive ethical principles and decision-making criteria by using a variation on the well-known accountability for reasonableness ethical framework. The result of this is a stepwise, semiquantitative, ethical decision tool that can be applied to resource allocation challenges in order to reach fair and ethically defensible decisions. This ethical decision tool can be applied in various contexts and may prove useful at both the institutional and the departmental level; indeed this is how it is applied at our centre. As the second wave of COVID-19 strains healthcare resources, this tool can help clinical leaders to make fair decisions.
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