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Enhancing transfer performance across datasets for brain-computer interfaces using a combination of alignment

Lichao Xu1, Minpeng Xu1,2, Zhen Ma2

  • 1Academy of Medical Engineering and Translational Medicine, Tianjin University, Tianjin 300072, People's Republic of China.

Journal of Neural Engineering
|August 18, 2021
PubMed
Summary

Deep learning models with alignment strategies and adaptive batch normalization significantly improve brain-computer interface generalization across datasets without fine-tuning. This approach enhances transfer learning performance for motor imagery tasks.

Keywords:
Euclidean alignmentRiemannian alignmentadaptive batch normalizationbrain-computer interfacesdeep learningtransfer learning

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Area of Science:

  • Neuroscience
  • Machine Learning
  • Biomedical Engineering

Background:

  • Transfer learning (TL) and deep learning (DL) are increasingly used to address variability in brain-computer interfaces (BCIs).
  • Existing TL and DL algorithms are often validated on single datasets, assuming identical acquisition conditions, which is unrealistic for cross-dataset generalization.
  • This limitation necessitates validation in cross-dataset scenarios to assess true generalization ability.

Purpose of the Study:

  • To compare the transfer performance of pre-trained deep learning models with various preprocessing strategies in a cross-dataset setting.
  • To evaluate the effectiveness of adaptive batch normalization (AdaBN) in reducing cross-dataset covariate shift.
  • To investigate the fusion of manifold embedded knowledge transfer (MEKT) with deep learning models for improved BCI performance.

Main Methods:

  • Utilized four public motor imagery datasets, treating each as a source dataset sequentially for cross-dataset validation.
  • Trained EEGNet and ShallowConvNet models with four preprocessing strategies: channel normalization, trial normalization, Euclidean alignment, and Riemannian alignment.
  • Employed adaptive batch normalization (AdaBN) and compared performance against a manifold embedded knowledge transfer (MEKT) baseline, also exploring MEKT and EEGNet fusion.

Main Results:

  • Deep learning models incorporating alignment strategies demonstrated significantly superior transfer performance compared to other preprocessing methods.
  • Adaptive batch normalization (AdaBN) effectively improved transfer performance as an unsupervised domain adaptation technique.
  • The combination of AdaBN and alignment strategies outperformed MEKT, with EEGNet models achieving the highest generalization across datasets when enhanced by AdaBN and MEKT's domain adaptation.

Conclusions:

  • Combining alignment strategies with AdaBN offers a straightforward method to enhance the generalizability of deep learning models in BCIs without requiring fine-tuning.
  • This research provides valuable insights for designing transfer neural networks for BCIs, particularly through the separation of source and target batch normalization layers during domain adaptation.