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Published on: February 5, 2019
A Biomechanical Assessment of Shaken Baby Syndrome: What About the Spine?
Mark A Davison1, Keith D Button2, Edward C Benzel1
1Department of Neurosurgery, Neurological Institute, Cleveland Clinic Foundation, Cleveland, Ohio, USA.
Insights
Inertial loading from shaking poses a greater risk to a child's cervical spine than their head. This study found that pediatric surrogates frequently exceeded cervical spine injury thresholds, highlighting the vulnerability of the neck in shaken baby syndrome.
Area of Science:
- Biomechanical Engineering
- Pediatric Traumatology
- Automotive Safety
Background:
- Shaken baby syndrome (SBS) involves inertial loading of the pediatric head, causing retinal hemorrhaging, subdural hematoma, and encephalopathy.
- The cervical spine's vulnerability in SBS is often overlooked, despite its anatomical susceptibility.
- Existing automotive safety research primarily focuses on head injuries in frontal collisions, not pediatric neck injuries from inertial loading.
Purpose of the Study:
- To investigate the hypothesis that inertial loading poses a greater injury risk to the pediatric cervical spine than to the head.
- To analyze biomechanical data from child occupants in simulated crash environments analogous to SBS.
- To quantify the potential for neck and head injuries in pediatric surrogates subjected to inertial loading.
Main Methods:
- Analysis of 131 full-scale automotive crash tests and 32 deceleration sled tests using 3-year-old pediatric surrogates.
- Surrogates were equipped with head accelerometers and cervical force sensors to measure injury metrics.
- Data were compared against established injury assessment reference values (IARVs) for head injury criterion (HIC15) and cervical tensile strength.
Main Results:
- 96% of surrogates in full-scale tests and 82% in sled tests exceeded the cervical peak tension IARV.
- Only 22% of surrogates in full-scale tests and 3% in sled tests surpassed the HIC15 IARV.
- A positive linear correlation was observed between HIC15 and cervical tensile forces, with higher R² values in sled tests (0.54) than full-scale tests (0.15).
Conclusions:
- The findings support the hypothesis that inertial loading of the head presents a greater injury risk to the cervical spine compared to closed-head injury.
- Pediatric cervical spines are significantly more vulnerable to injury from inertial loading than previously emphasized.
- This research underscores the critical need for focused attention on preventing pediatric cervical spine injuries in cases of abusive head trauma.
Background:
Shaken baby syndrome occurs following inertial loading of the pediatric head, resulting in retinal hemorrhaging, subdural hematoma, and encephalopathy. However, the anatomically vulnerable cervical spine receives little attention. Automotive safety literature is replete with biomechanical data involving forward-facing pediatric surrogates in frontal collisions, an environment analogous to shaking. Publicly available data involving child occupants were utilized to study pediatric neck and head injury potential. We hypothesized that inertial loading provides a greater risk of injury to the cervical spine than to the head.
Methods:
Full-scale automotive crash tests (n = 131) and deceleration sled tests (n = 32) utilizing forward-facing 3-year-old surrogates with head accelerometers and cervical force sensors were analyzed. One hundred sixty-seven full-scale vehicle and 33 sled test runs were assessed in the context of published injury assessment reference values (IARVs) for closed head injury (head injury criterion 15 [HIC15]) and cervical tensile strength in the 3-year-old model.
Results:
One hundred sixty-one (96%) child surrogates in full-scale crash tests exceeded the cervical peak tension IARV, while only 37 (22%) surpassed the HIC15 IARV. Similarly, in sled testing runs, 27 (82%) pediatric surrogates exceeded cervical tension IARVs, while 1 (3%) surpassed the HIC15 IARV. In both full-scale and sled tests, all surrogates surpassing the HIC15 IARV also exceeded the cervical tension IARV. Positive linear correlations were observed between HIC15 and cervical tensile forces in both full-scale vehicle (R2 = 0.15) and sled testing runs (R2 = 0.54).
Conclusions:
These data support the hypothesis that inertial loading of the head provides a greater injury risk to the cervical spine than to closed-head injury.

