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Updated: Sep 23, 2025

Excitonic Hamiltonians for Calculating Optical Absorption Spectra and Optoelectronic Properties of Molecular Aggregates and Solids
Published on: May 27, 2020
A closed local-orbital unified description of DFT and many-body effects
Fernando Flores1, Diego Soler-Polo2, José Ortega1
1Departamento de Física Teórica de la Materia Condensada and Condensed Matter Physics Center (IFIMAC), Facultad de Ciencias, Universidad Autónoma de Madrid, E-28049 Madrid, Spain.
Abstract:
Density functional theory (DFT) is usually formulated in terms of the electron density as a function of positionn(r). Here we discuss an alternative formulation of DFT in terms of the orbital occupation numbers {n} associated with a local-orbital orthonormal basis set {ϕ}. First, we discuss how the building blocks of DFT, namely the Hohenberg-Kohn theorems, the Levy-Lieb approach and the Kohn-Sham method, can be adapted for a description in terms of {n}. In particular, the total energy is now a function of {n},E[{n}], and a Kohn-Sham-like Hamiltonian is derived introducing the effects of the electron-electron interactions via effective potentials,{Vαeff=∂Eee[{nβ}]/∂nα}. In a second step we consider the Hartree and exchange energies and discuss how to describe them, in the spirit of a DFT approach, in terms of the orbital occupation numbers. In this contribution special attention is paid to the description of the (intra-atomic) correlation energy and corresponding correlation potentials {Vcorr,}. For this purpose, a model system is analyzed in detail, whereby an atomic Hamiltonian interacts with the environment via a simplified model; the use of this model allows us to obtain the correlation energy and potentials (in terms of {n}) for different cases corresponding to low, intermediate and high electron correlations.
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