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Exploiting Missing Value Patterns for a Backdoor Attack on Machine Learning Models of Electronic Health Records:

Byunggill Joe1, Yonghyeon Park2, Jihun Hamm3

  • 1School of Computing, Korea Advanced Institute of Science and Technology, Daejeon, Republic of Korea.

JMIR Medical Informatics
|August 19, 2022
PubMed
Summary

This study introduces a novel backdoor attack targeting machine learning models for mortality prediction using electronic health records. The attack exploits missing data patterns, enabling control over predictions while evading detection.

Keywords:
Medical Information Mart for Intensive Care-IIIbackdoor attackelectronic health record datamaskmedical machine learningmeta-informationmissing valuemortality predictionneural networkvariational autoencoder

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Area of Science:

  • Artificial Intelligence
  • Machine Learning Security
  • Medical Informatics

Background:

  • Backdoor attacks threaten machine learning reliability, especially in critical medical diagnostics.
  • Existing attacks are often detectable by altering input values.
  • Robust backdoor defenses are crucial for safe AI in healthcare.

Purpose of the Study:

  • To propose and evaluate a robust backdoor attack on machine learning models predicting mortality from electronic health records.
  • To demonstrate an attacker's ability to control classification outcomes in safety-critical medical tasks.
  • To underscore the need for secure artificial intelligence research in medicine.

Main Methods:

  • Developed a novel trigger generation method using missing patterns in electronic health record (EHR) data.
  • Utilized variational autoencoders to create triggers resembling normal EHR data, aiding evasion of manual inspection.
  • Constructed backdoor triggers without prior knowledge of the victim model.

Main Results:

  • The proposed attack significantly degraded model performance, reducing the area under the precision-recall curve by up to 0.45 with only 2% training data poisoning.
  • The attack's impact on general classification performance was minimal, averaging a 0.01025 reduction in the area under the precision-recall curve, enhancing stealth.
  • Demonstrated effectiveness across four distinct machine learning models (linear regression, multilayer perceptron, LSTM, GRU).

Conclusions:

  • This research presents the first backdoor attack leveraging missing tabular data as a trigger.
  • The attack effectively compromises medical machine learning classifiers, causing significant performance degradation.
  • Highlights the vulnerability of AI in healthcare and the importance of developing secure AI systems.