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Developer Perspectives on Potential Harms of Machine Learning Predictive Analytics in Health Care: Qualitative
Ariadne A Nichol1, Pamela L Sankar2, Meghan C Halley1
1Center for Biomedical Ethics, Stanford University School of Medicine, Stanford, CA, United States.
Machine learning predictive analytics (MLPA) developers recognize potential harms in healthcare, but robust safety procedures are lacking. Effective self-regulation requires developers to accept responsibility, necessitating education to bridge the "principles-to-practice" gap.
Area of Science:
- Health Informatics
- Artificial Intelligence in Healthcare
- Regulatory Science
Background:
- Machine learning predictive analytics (MLPA) is increasingly used in healthcare, presenting both opportunities for improved efficacy and risks of patient harm and eroded trust.
- Existing guidelines for evaluating MLPA safety in healthcare lack universally accepted practices, with a trend towards self-regulation.
- Limited research exists on MLPA developers' perspectives regarding potential harms, despite their crucial role in bridging the gap between principles and practice.
Purpose of the Study:
- To understand how developers of MLPA tools for healthcare perceive potential harms.
- To investigate developers' responses to recognized harms associated with their MLPA products.
Main Methods:
- Qualitative analysis of interviews with 40 MLPA developers from 15 US-based organizations.
- Interviews explored developers' views on potential harms, influencing factors, and mitigation strategies.
- Participants included data scientists, software engineers, and management personnel across diverse organizational types and sizes.
Main Results:
- Developers acknowledged a spectrum of potential harms from MLPA, including privacy violations, bias, and system disruptions.
- Identified harm drivers linked to MLPA characteristics and the healthcare/commercial contexts.
- Developers proposed mitigation strategies like balancing performance with safety, integrating clinical expertise, and fostering shared values, though responsibility acceptance varied widely.
Conclusions:
- Despite recognizing potential harms, robust procedures for assessing and mitigating MLPA risks in healthcare are absent.
- Self-regulatory paradigms face challenges due to developers viewing certain harms as inherent to healthcare and business.
- Effective self-regulation necessitates developers' acceptance of safety and efficacy responsibilities, highlighting a need for substantial education to close the "principles-to-practice" gap.
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