Returning Clinically Relevant Research Results to Participants: Guidelines for Investigators and the IRB

Amy Waltz1, Bethany Johnson2, Peter H Schwartz3

  • 1Deputy research integrity officer and an associate director of the Office of Research Compliance at Indiana University, and affiliate faculty in the Indiana University Center for Bioethics.

PubMed

Insights

Researchers can now use a new framework for returning clinically relevant research results to participants. This guide helps institutional review boards (IRBs) balance participant needs with researcher and IRB burdens.

Area of Science:

  • Bioethics
  • Human Subject Protection
  • Research Administration

Background:

  • The 2019 revised Common Rule mandates informed consent documents address the return of clinically relevant research results.
  • Existing national discussions lack specific guidance for institutional review boards (IRBs) on managing result return.
  • A need exists for a structured approach to balance participant interests with research and IRB operational demands.

Purpose of the Study:

  • To present a novel framework developed by Indiana University's human research protection program.
  • To provide clear categorization of research results for return to participants.
  • To offer model language for informed consent documents and define the IRB's role.

Main Methods:

  • A year-long collaborative process involving IRB staff, leadership, science and bioethics faculty, and community members.
  • Development of a categorization system for clinically relevant research results.
  • Creation of standardized language for informed consent documents regarding result return.

Main Results:

  • A comprehensive framework for managing the return of clinically relevant research results.
  • Defined categories of results for researchers to consider returning.
  • A model for an active yet limited IRB role in the process.

Conclusions:

  • The developed framework offers a practical model for universities navigating the complexities of returning research results.
  • This approach effectively balances the ethical imperative to inform participants with the need to minimize burdens on researchers and IRBs.
  • The framework serves as a scalable solution for enhancing human subject protection in research settings.

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